• SEC Regulatory Matters…

    Grant Thornton (Charlotte, NC)
    SEC Regulatory Matters - Senior Associate Job Description As a Senior Associate in the SEC Regulatory Matters Group, a part of the firm's ... its PCAOB reporting obligations. Under the supervision of the senior team members, you will help track internal metrics,...for such engagements, and monitor accounts receivable + Supervise SEC Regulatory Matters paraprofessional in… more
    Grant Thornton (09/24/25)
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  • Sr Consultant, Fund Admin, Regulatory

    Lincoln Financial (Greensboro, NC)
    …all exhibits, including complex contracts. * Researching, evaluating and reporting on regulatory matters related to mutual fund registration documents and fund ... #:** 74826 **The Role at a Glance** As a Senior Consultant, Fund Admin, Regulatory , you will...direction to internal/external stakeholders on a broad variety of matters related to SEC -registered investment funds and… more
    Lincoln Financial (08/14/25)
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  • Managing Director - Regulatory Reporting…

    Truist (Charlotte, NC)
    …on a concurrent basis, including Executive Leadership, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Provide expert ... counsel and advice on regulatory reporting matters to various standing committees and project teams. Prepare...or Accountancy 2. Prior experience working for a large, SEC -registered financial institution or senior manager-level public… more
    Truist (09/23/25)
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  • Senior Lead Compliance Officer - Investment…

    Wells Fargo (Charlotte, NC)
    …the reporting, escalation, and timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Provide direction ... **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer for the Investment Solutions...within Wealth and Investment Management Compliance to focus on SEC Registered Investment Advisory Programs and Products. Learn more… more
    Wells Fargo (09/25/25)
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  • Senior Compliance Business Oversight…

    TD Bank (Charlotte, NC)
    …staff and senior management of the Bank with respect to significant regulatory compliance risk matters . + Empowered to make prudent professional decisions in ... rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory risks which may impact performance of the business and… more
    TD Bank (09/21/25)
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  • Senior Corporate Counsel

    NetApp (Morrisville, NC)
    …above activities **Job Requirements:** + Demonstrated experience in general corporate matters , including SEC reporting, M&A, financing, executive compensation, ... intelligent data infrastructure company, is seeking a highly motivated ** Senior ** **Corporate** **Counsel** to join its award-winning legal department. This… more
    NetApp (09/03/25)
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  • Accounting Advisory Senior Associate

    Grant Thornton (Charlotte, NC)
    …and support to help you excel. More specifically, support on complex accounting matters arising from regulatory or strategic business changes such as adoption ... As an Accounting Advisory Senior Associate, you will be responsible for teams...accounting transactions. You will help clients address their transactional, regulatory , and strategic needs - all with the resources,… more
    Grant Thornton (09/06/25)
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  • Accounting Analyst II / Senior Accounting…

    Duke Energy (Charlotte, NC)
    …data requests. This position will work with moderately complex asset accounting and regulatory matters ; therefore, strong analytical skills and the ability to ... asset retirement obligations (AROs), nuclear decommissioning trust funds, and various regulatory assets and liabilities. The group also coordinates and provides… more
    Duke Energy (09/27/25)
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  • Senior Managing Director, Risk Advisory,…

    Ankura (NC)
    …and former regulators, we are exceptionally qualified to advise on high-stakes matters . Role Overview The Global Investigations & Forensic Accounting Senior ... + Initiates and converts business opportunities and collaborates with other Senior Managing Directors to sell and deliver engagements that generate $3… more
    Ankura (09/09/25)
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  • Managing Director, Accounting for Technology, Data…

    Truist (Charlotte, NC)
    …Directors, Executive Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively ... Truist's financial position and results of operations in compliance with GAAP and regulatory requirements. Coordinate efforts to respond to SEC comment letters… more
    Truist (09/10/25)
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