- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist in the Trust Services team within Wealth & Investment Management within our ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations . + Review and analyze basic or tactical… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist **In this role, you will:** + Participate in low to moderately complex ... lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical functional… more
- Wells Fargo (Charlotte, NC)
- Wells Fargo is seeking a ** Securities Operations Specialist ** in Business Operations in Alternative Investments as part of Transactions & Processing ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations + Review and analyze basic or tactical… more
- Truist (Wilson, NC)
- …centric role 4 days per week* This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position ... of subject matter expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay current on trends, new asset types,… more
- SMBC (Charlotte, NC)
- …**Role Description** SMBC Capital Markets, Inc. is seeking to hire an intern IT Operations specialist within its DevOps group. This is an important role ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Institutional Investment Operations Specialist within our Approval to Transact team as a part of Corporate ... Investment Banking Operations . Learn more about the career areas and business...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Truist (Greensboro, NC)
- …releases, conservation and regular easements including collateral types of Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer, ... Attorney. 3. Knowledge in various types of lending products including Securities , Real Estate (1-4 Family and Commercial), Marine, Auto, Boat/Motor/Trailer,… more
- Wells Fargo (Charlotte, NC)
- …training, military experience, education **Desired Qualifications:** + 2+ years of Securities Operations experience + Knowledge and Understanding of the ... **About this role:** Wells Fargo is seeking a Capital Markets Middle Office Specialist within the Wholesale Operations team as a part of Corporate Investment… more
- SMBC (Charlotte, NC)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the Branch Infrastructure and Operations ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
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