- US Bank (Charlotte, NC)
- …**Job Description** **Job Description** The Corporate Audit Services (CAS) Senior Audit Manager - Wealth , Commercial, Capital Markets is a senior ... entities where USB owns a majority (controlling) interest. The Senior Audit Manager is responsible...driving the execution and coordination of the risk-based Annual Audit Plan for Wealth , Commercial, Capital Markets.… more
- US Bank (Charlotte, NC)
- …Kingdom, Norway, Luxembourg, Spain, Germany, and Poland. **Duties:** 1. The Audit Project Manager assists the Audit Manager with audit planning ... auditors. 6. Identifies potential issues and assists the Audit Manager with presentation of the issues...and negotiation skills to effectively interact with staff and senior management during the presentation of audit … more
- Truist (Charlotte, NC)
- …the work style will be: In Office (5 days/week). This role is a Senior Product Manager who balances business, technology and design priorities to deliver ... team can then prioritize as epics and features. The Senior Product Manager is a thought leader...with distributed teams (onshore/offshore) 3. Certified SAFe(R) Product Owner/Product Manager (or equivalent) 4. Wealth , brokerage, investment… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- Capital One (Charlotte, NC)
- …(Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering ... top-quality assurance services to the organization's Audit Committee. Audit professionals are experienced, well-trained...or more areas of compliance, such as consumer, brokerage, wealth management, or trust + 1+ years of experience… more
- TD Bank (Charlotte, NC)
- …colleagues dedicated to setting new industry standards. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- First Horizon Bank (Asheboro, NC)
- …make referrals to bank partners, including but not limited to mortgage, wealth , private client, and business banking. * Proactive Client Outreach: Conduct regular ... to promote sales, product knowledge and customer service. Assist Banking Center Manager with training personnel. * Assist banking center management with "on the… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Business Accountability Senior Manager in Wealth & Investment Management (WIM) BSA/AML Program Execution team, ... deliverables + Collaborate with and influence all levels of professionals including senior managers + Engage and influence business heads, control management, risk,… more
- US Bank (Charlotte, NC)
- …Policies, Standards and Guidelines. + Drafting issues under the supervision of the Senior Auditor, Audit Project Manager . Includes identifying root causes ... Digital, Technology and Operations team. This role will support audit coverage of the Wealth Management, Investment...and trust products operations. **Primary Responsibilities:** + Assisting the Audit Project Manager in planning audit… more
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