- Guardian Life (Raleigh, NC)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Overview:** The Senior Compliance Business Oversight Analyst will ensure the ... a culture of risk awareness throughout the organization. **Job Summary:** The Senior Compliance Governance & Operations Analyst provides a range of research,… more
- Coinbase (Charlotte, NC)
- …we'd like to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX ... Essential to scaling is building and running a security compliance program that reflects how we protect the data...with fast moving companies to grow and scale security compliance engines and create positive change across the business,… more
- American Express (Apex, NC)
- …American Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Senior Analyst to support the business in managing ... requirements and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory knowledge, a process… more
- Highmark Health (Raleigh, NC)
- …:** **JOB SUMMARY** This job partners with business units to ensure compliance to rules, regulations, policies, and procedures of governmental, contractual, and/or ... trends, and/or contract changes. **ESSENTIAL RESPONSIBILITIES** + Manage and coordinate compliance related processes. + Monitor governance and compliance of… more
- Wolters Kluwer (Cary, NC)
- ** Senior Sales Operations Analyst (Legal/ Compliance ) - Hybrid (CT/ET) R0052590 | FCC | HQ SCOE - CS/C T Corporation System** **Summary** The ** Senior ... of the Sales section of the business unit **CRMs (** **Salesforce** ). The Senior Sales Operations Analyst will also serve as the **primary liaison between… more
- Citigroup (Charlotte, NC)
- The Senior AML/KYC Compliance Technology Lead Analyst is a senior -level position responsible for liaising between business users and technologists to ... degree or equivalent experience + Master's degree preferred + Bridge senior compliance , business and technology teams responsible for managing the full product… more
- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...feedback from all levels to drive continuous improvement in compliance handling. *What you'll be doing: * Minimum of… more
- US Bank (Charlotte, NC)
- …residing within the Bank's Second Line of Defense Risk Management and Compliance organization. Specifically, this position supports the Model Risk Management ("MRM") ... Model Owners and Developers to validate models related to the Bank's Compliance and Financial Crimes groups, which can include Anti-Money Laundering (AML),… more
- Ally (Raleigh, NC)
- …and compliance with legal requirements and policies. Additionally, the Senior Analyst advises internal business customers on innovative approaches to ... so shouldn't your opportunities be, too? **The Opportunity** The Senior Analyst - Supply Chain Contracts is...closely with legal and other risk departments to ensure compliance with applicable laws and regulations as well as… more