• Senior Fixed Income…

    US Bank (Charlotte, NC)
    …of applicable experience Preferred Skills/Experience - Candidate will have 7+ years of surveillance experience in fixed income , foreign exchange, derivatives ... and commodities markets - Strong analytical and communication skills. - Ability to assess the existing program for completeness and thoroughness. - Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact… more
    US Bank (05/09/25)
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  • CIB Institutional Investment Operations Specialist…

    Wells Fargo (Charlotte, NC)
    …banking; commercial real estate lending and servicing; investment banking; equity; and fixed income solutions including sales, trading, and research capabilities ... the client onboarding and lifecycle process. This includes regulatory adherence, trade surveillance and a quality assurance Program. This role is a position within… more
    Wells Fargo (05/22/25)
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