- TD Bank (Midland, NC)
- …details for this role. **Line of Business:** Compliance **Job Description:** The ** Senior Manager Testing and Coordination (Audit and External Exam ... for the timely execution of the Compliance testing plan + Typically deals with senior /executive...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Wells Fargo (Charlotte, NC)
- Job Description: Wells Fargo is seeking an Application Penetration Testing Senior Manager to lead and manage the Application Penetration Testing Team. In ... penetration testing services in the production environment. Additionally, the senior manager will engage stakeholders on emerging threats and risks… more
- Truist (Charlotte, NC)
- …of control testing activities (including control design and effectiveness testing ), compliance monitoring indicator (CMI) activities, and Issue Validation ... activities. 4. Perform issue validation testing . 5. Perform control testing . 6. Perform assessment activities. 7. Perform compliance monitoring indicator… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Senior Manager , Compliance Business Oversight manages and leads ... Compliance programs related to all aspects of Compliance laws + Works with executive team, senior...identification and due diligence, enhanced due diligence, training and compliance testing + Delivers relevant subject matter… more
- Wells Fargo (Charlotte, NC)
- …Certified Internal Auditor (CIA) + Certified Public Accountant (CPA) + Certified Regulatory Compliance Manager (CRCM) + Certified Risk and Compliance ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent...Specialist will be accountable for executing independent operational and compliance risk and control testing focusing on… more
- Wells Fargo (Charlotte, NC)
- …Certified Internal Auditor (CIA). + Certified Public Accountant (CPA). + Certified Regulatory Compliance Manager (CRCM). + Certified Risk and Compliance ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent Testing & Validation (IT&V) as part of Corporate Risk.… more
- USAA (Charlotte, NC)
- …what truly makes us special and impactful. **The Opportunity** As a dedicated ** Senior Audit Manager ** you'll manage audit engagements, varying in complexity, ... feedback to the team on audit activities related to planning and scoping, testing and sampling methodology and testing conclusions that demonstrate critical… more
- City National Bank (Charlotte, NC)
- …validate BSA/OFAC compliance monitoring conducted by 1LOD, and effectively communicate testing /monitoring results to the BSA Risk Manager and senior ... TESTING * WHAT IS THE OPPORTUNITY? The BSA/OFAC Testing Manager manages a team of BSA...the work of others, analyzes and synthesizes results of testing performed, effectively communicates results to senior … more
- NTT America, Inc. (Charlotte, NC)
- …forward-thinking organization, apply now. We are currently seeking a Financial Crimes Audit Senior Manager to join our team in Charlotte, North Carolina (US-NC), ... **How You'll Help Us:** As a **Financial Crimes Audit Senior Manager ,** you will play a pivotal...support of the third line of defense, uphold regulatory compliance standards, and support our clients in achieving their… more
- Navient (Raleigh, NC)
- …great together! **The Senior Compliance Analyst position will report to the Compliance Manager .** **As the Senior Compliance Analyst, you will:** ... of defense to drive alignment and transparency. + Lead the charge on compliance testing by executing the First Line of Defense (FLOD) plan, ensuring our controls… more