• Senior Securities Operations…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Risk Service Programs, Conduct and Insights team ... and lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Senior Specialist will support complaints management, conduct… more
    Wells Fargo (10/05/25)
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  • Senior Institutional Investment…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo seeks a ** Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** Team in ... the need to support our businesses and partners. The ** Senior Institutional Investment Operations Specialist **...+ Candidates should have a thorough understanding of loan, securities , and finance terms and should be able to… more
    Wells Fargo (10/01/25)
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  • Senior Capital Markets Middle Office…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Senior Capital Markets Middle Office Specialist to support the Structured Products Group (SPG), focusing on the ... Residential Mortgage-Backed Securities trading platform as a part of Corporate Investment...trading platform as a part of Corporate Investment Banking Operations . Learn more about the career areas and business… more
    Wells Fargo (10/01/25)
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  • Senior Compliance Business Oversight…

    TD Bank (Charlotte, NC)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
    TD Bank (09/05/25)
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  • Principal Auditor (Experienced Senior…

    Capital One (Charlotte, NC)
    …team. As a member of the Audit team, the candidate will focus on operations of investment ( securities and transactions). Responsibilities: + Lead small audits, ... Principal Auditor (Experienced Senior Auditor) Corporate Compliance Audits (Hybrid) Capital One's...Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money Laundering Specialist (CAMS) At this time, Capital One will not… more
    Capital One (09/25/25)
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  • Compliance Business Oversight Manager - Fiduciary…

    TD Bank (Charlotte, NC)
    …team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about ... collaborative and creative in your approach. You will manage day-to-day operations while also helping design and implement a forward-thinking compliance program… more
    TD Bank (09/30/25)
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