- Guardian Life (Raleigh, NC)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a...initiatives. **You have** + Broad knowledge of the financial services industry and FINRA, SEC and State rules and… more
- Prime Therapeutics (Raleigh, NC)
- … Analyst - Remote **Job Description** The Regulatory Inquiry & Complaints Senior Compliance Analyst assists in the implementation of Prime's ... with business partners across the enterprise. **Responsibilities** + Executes compliance procedures and enforces policy governance across the organization to… more
- Prime Therapeutics (Raleigh, NC)
- …that. It fuels our passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst (Risk Assessment and Oversight) - Remote **Job ... Description** The Senior Compliance Analyst assists in...collaboratively to provide the highest quality of care and service to our members. If you are looking to… more
- Lenovo (Morrisville, NC)
- Senior NA Trade Compliance Analyst **General Information** Req # WD00088118 Career area: Supply Chain Country/Region: United States of America State: North ... ourStoryHub (https://news.lenovo.com/) . **Description and Requirements** Lenovo is currently seeking a Senior Trade Compliance Specialist for NA trade. The NA… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Services Compliance Sr . Analyst plays a vital role within the Services Compliance team, supporting regulatory and operational ... compliance across retail service programs. This role ensures all service ...and internal standards. In a fast-paced retail environment, the Sr . Analyst will collaborate with multiple departments,… more
- TD Bank (Charlotte, NC)
- …rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of… more
- Coinbase (Charlotte, NC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Quality Operations within the ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...extensively with functional leaders in the Financial Crime Risk Service line and support functions to maintain production and… more
- TD Bank (Charlotte, NC)
- …vary depending on availability and individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Analyst provides objective ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... Regulations (US - "19 CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst will verify the… more
- Lowe's (Mooresville, NC)
- **Your Impact** The Customs Compliance Analyst is responsible for managing the corporate compliance audit program to ensure compliance with the laws and ... Regulations (US - "19 CFR") and Customs Act (Canada) as well as corporate compliance policies, procedures and internal controls. The Analyst will verify the… more