- TD Bank (Charlotte, NC)
- …guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, regulatory compliance ... risk and conduct risk.** **Job Summary:** The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business… more
- US Bank (Charlotte, NC)
- …cash and check services , and call center activities. The Corporate Audit Services Senior Audit Project Manager is primarily responsible for supervising ... from managers, however there are no direct reports. The Senior Audit Project Manager is a subject..., and regulatory trends impacting wealth management, investment advisory services , and knowledge of trust and fiduciary … more
- Equitable (Charlotte, NC)
- Equitable Advisors, Senior Product Manager - Retirement Plans ( 250000FY ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED ... products and retirement plan business. Responsibilities of the Product Manager include, but are not limited to: + Maintaining...and Services :** Knowledge of major products and services and product and service groups; ability… more
- Oracle (Raleigh, NC)
- …a member of this team, you will play a critical role in upholding Oracle's fiduciary standards by ensuring that revenue is recognized in full compliance with US GAAP ... issues. + Demonstrated revenue recognition management experience within a cloud services provider or organization + Strong technical accounting acumen with ability… more
- TD Bank (Charlotte, NC)
- …is a fully integrated wealth management business that provides products and services (designed for High-Net-Worth, Institutional and Mass Affluent clients of TD ... Bank NA, TD Private Client Wealth LLC and TD Wealth Management Services Inc) with independent and complex regulatory regimes. The Financial Advisors, Relationship… more
- PNC (Raleigh, NC)
- …all PNC Private Bank products and services (Banking, Investment and Fiduciary ). The Client Service Associate also partners with Advisors/Leaders on any ... providing a world-class, seamless client experience. This role reports directly to Client Service Manager or the Client Service Director. Key… more
- TIAA (Charlotte, NC)
- …and business processes are efficient, scalable, and aligned with regulatory and fiduciary obligations in PAM and IMG, while delivering value through operational ... audit / oversight needs + Respond to requests and service BAU needs of LRC, auditors, and oversight bodies...within a wealth, trust and/or brokerage business as a senior risk leader or an external consultant. Compliance experience… more
- Comerica (Charlotte, NC)
- …Trust Administrator II role will be responsible for serving as a relationship manager to most routine and standard client relationships. This role will participate ... intermediary to the organization on behalf of clients and coordinate service activities with other areas of the organization. Position CompetenciesSuccessful… more