• Wealth Securities Operations…

    Truist (Wilson, NC)
    …4 days per week* This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position will also ... to time. 1. Participate in various processing functions for Wealth accounts, including securities and investment related...expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay… more
    Truist (08/02/25)
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  • Senior Securities Operations…

    Wells Fargo (Charlotte, NC)
    **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Risk Service Programs, Conduct and Insights team within ... Wealth Investment Management Operations . This team aligns...planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately… more
    Wells Fargo (09/06/25)
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  • Securities Based Lending Risk Management…

    Wells Fargo (Charlotte, NC)
    …Fargo** . It all begins with outstanding talent. It all begins with you. ** Wealth & Investment Management (WIM)** is one of the United States' leading providers of ... financial and investment services. We offer a full range of personalized wealth management, investment, planning, and retirement products and services to help meet… more
    Wells Fargo (08/30/25)
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  • Sr. Audit Manager- Wealth Management

    City National Bank (Raleigh, NC)
    *SR AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth ... Management, is a leadership role as an auditor-in-charge for managing complex Wealth Management audits and assisting the Audit Director in supervising a team of… more
    City National Bank (08/21/25)
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  • Credit Operations Fulfillment…

    Truist (Greensboro, NC)
    …loans originated through a variety of channels including the Community Bank, Wealth Division, Premier, Team Mate Banking and Electronic Delivery Channels in a ... activities may change from time to time. 1. Coordinate activities relevant to Wealth , Premier, Small Business and Retail loan requests. This includes working and… more
    Truist (06/18/25)
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  • Supervisory Control Specialist

    Wells Fargo (Charlotte, NC)
    …Specialist to join our Financial Network (FiNet) within the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
    Wells Fargo (09/05/25)
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  • Supervisory Control Specialist

    Wells Fargo (Charlotte, NC)
    …Specialist to join our Client Relationship Group within the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
    Wells Fargo (09/04/25)
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  • Senior Supervisory Control Specialist

    Wells Fargo (Charlotte, NC)
    …Specialist to join our Financial Network (FiNet) within the Branch Infrastructure and Operations group as part of Wealth & Investment Management. Learn more ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required +...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
    Wells Fargo (09/04/25)
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  • Senior Compliance Business Oversight Analyst

    TD Bank (Charlotte, NC)
    …and the Wealth Lending Advisors (WLA) support the lending activities of Wealth Banking.** **In this position, the Compliance Specialist will be supporting ... team member has a chance to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program. This not just about… more
    TD Bank (09/05/25)
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