- KeyBank (Brooklyn, OH)
- …team on projects and testing. The ideal candidate has a functional knowledge of wealth management , trust/fiduciary compliance laws and regulations, risks and ... risk-based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing… more
- US Bank (Cincinnati, OH)
- …and practices in multiple jurisdictions, trust accounting/reporting, and other regulatory compliance requirements + Basic project and information management ... at-all from Day One. **Job Description** Responsible for the administration, risk management and servicing of assigned fiduciary and investment management … more
- Huntington National Bank (Columbus, OH)
- …Sales and Trading activities. + Oversight and Governance of OCC Rules specific to the Wealth Management Compliance Program with a focus on Regulation 9 and ... Program for Huntington's Investment Banking Broker Dealers and Huntington's Wealth Management Division inclusive of affiliates engaged...+ Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance … more
- Huntington National Bank (Columbus, OH)
- Description The Senior Risk Officer - Investment Management colleague will operate within the Investment Management space, playing a key role in the delivery ... + Communicating risk-related information to all relevant stakeholders, including senior management , initiative leaders and our compliance /legal partners. +… more
- Huntington National Bank (Columbus, OH)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... resilience. Duties and Responsibilities: + Serve as a core advisor to the Wealth Management Business, providing expert guidance on risk mitigation, policy… more
- Customs and Border Protection (Middleburg Heights, OH)
- …the procedures found in 5 CFR || 351, 432, 752, and 771. At management 's discretion, you may be permanently promoted to this position without further competition. In ... relating to the admissibility of people, cargo, and conveyances; international mail compliance ; and arrival and departure of vessels and aircraft If going from… more
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