- KeyBank (Brooklyn, OH)
- …team on projects and testing. The ideal candidate has a functional knowledge of wealth management , trust/fiduciary compliance laws and regulations, risks and ... risk-based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing… more
- Huntington National Bank (Columbus, OH)
- Description The Wealth Segment Risk Officer Senior plays a key role in the delivery of risk strategy and execution for Huntington's Broker/Dealer, Preferred Bank ... + Communicating risk-related information to all relevant stakeholders, including senior management , initiative leaders and our compliance /legal partners. +… more
- Huntington National Bank (Columbus, OH)
- …Sales and Trading activities. + Oversight and Governance of OCC Rules specific to the Wealth Management Compliance Program with a focus on Regulation 9 and ... Program for Huntington's Investment Banking Broker Dealers and Huntington's Wealth Management Division inclusive of affiliates engaged...+ Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance … more
- Huntington National Bank (Columbus, OH)
- Description The Business Risk Officer Senior within Wealth Management plays a key role in the delivery of risk strategy and execution for the Wealth ... resilience. Duties and Responsibilities: + Serve as a core advisor to the Wealth Management Business, providing expert guidance on risk mitigation, policy… more
- JPMorgan Chase (Columbus, OH)
- …As a Lead Credit Officer - Vice President within the Asset and Wealth Management Credit Risk team, you will play a significant role in managing ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more