• Sales and Trading Audit…

    SMBC (New York, NY)
    …lead audit coverage of Front Office and associated support functions including Sales , Trading , risk management and Operations within the Internal Audit ... related to market activities including Dodd Frank, Volcker and Trading supervision + Expert knowledge of audit ...and Trading supervision + Expert knowledge of audit techniques, risk, and internal controls assessment, and workpaper… more
    SMBC (07/27/25)
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  • Audit Director - Sales…

    SMBC (New York, NY)
    … with a minimum of 10-15 years' experience in the relevant financial industry and audit experience covering sales and trading businesses with focus on ... to be able to lead or execute other capital market related audit coverage, including sales , trading capital market, and operations. The ideal candidate will… more
    SMBC (08/27/25)
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  • Product Compliance Senior Officer - Cash Equities…

    Citigroup (New York, NY)
    …a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for check ... regulatory matters as required. Serves as liaison with regulatory examiners, Internal Audit , and external auditors on critical Compliance issues and oversees the… more
    Citigroup (07/26/25)
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  • Cash Equities Electronic Sales…

    Citigroup (New York, NY)
    …also work with the broader franchise across Global Markets, including: High Touch Cash Sales Trading , Program Trading , Prime Brokerage, Advisory and ... cash trading needs - working closely with Sales Trading and Execution Advisory Services team...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
    Citigroup (06/15/25)
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  • Internal Audit - Credit Risk

    Mizuho Corporate Bank (New York, NY)
    …and talent development.Areas of scope for the role include but are not limited to audit of credit risks in banking and trading portfolio. This role is hybrid ... SUMMARYManage and maintain a robust audit program and risk management framework, including leading...and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and… more
    Mizuho Corporate Bank (08/19/25)
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  • Internal Audit , IT Infrastructure

    Mizuho Corporate Bank (New York, NY)
    …City Office Job Description + Under the direction of the Vice President or Director , execute a robust audit program including performing the timely execution of ... Audit Groups, as needed. + Assist the Vice President/ Director with maintaining an Off-Site Monitoring Program for the...and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and… more
    Mizuho Corporate Bank (07/24/25)
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  • Director , Global Depositary Notes, Product…

    Citigroup (New York, NY)
    **Job Description** + A Global Depositary Notes ("GDN") Product Sales / Trader is responsible for driving business growth through promotion, distribution, and ... trading of the product. The overall objective of this...manage risk for the respective business + Coordinate with Sales , Research, CMand and other organizations across Markets and… more
    Citigroup (08/25/25)
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  • Senior XVA Trader - Rates & Currencies LATAM…

    Citigroup (New York, NY)
    **Senior XVA Trader - Rates & Currencies LATAM and Spread Products** **Markets Counterparty Trading & Risk** **Level - C15 / Director ** Counterparty Trading ... & Risk is a global business including XVA Trading , In-Business Credit Risk Management and Capital Management. XVA...targets more efficiently. **Job Overview:** + This New York-based Director role will be managing a team of traders… more
    Citigroup (08/08/25)
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  • Director , Equity Derivatives Sales…

    Citigroup (New York, NY)
    The Director , Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as strategic… more
    Citigroup (07/11/25)
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  • Executive Director , Swap Dealer Compliance…

    CIBC (New York, NY)
    …and conducting training on specific rules and regulations which affect the Swap Dealer sales and trading desk's daily business activities; and 6) monitoring ... sales and trading activities to ensure compliance with CIBC policies and...US regulatory exams, compliance exams and audits by Internal Audit ; + Assisting in the preparation of written responses… more
    CIBC (08/28/25)
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