- Vanguard (Malvern, PA)
- …team at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), ... of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI's… more
- Vanguard (Malvern, PA)
- This Compliance Senior Advisor will...governance, risk, and compliance to lead our compliance programs and initiatives across Vanguard . This ... in AI use cases. This role will also support Vanguard 's Compliance Programs within our broader Technology,... Compliance Risk. + Act as a trusted advisor to senior management on emerging risks… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll help ensure our advisory services and ... our clients. What You'll Do- + Design & Enhance Compliance Programs: Develop and refine compliance processes...Advisor to the Business: Provide proactive guidance to senior leaders, advisory teams, and marketing on regulated activities… more
- Vanguard (Malvern, PA)
- We are seeking a strategic and experienced Senior Risk Advisor within the Financial Advisor Services division to support the Sales and Distribution Strategy ... a strong focus on transformation initiatives. This role will serve as a trusted advisor to senior leadership, helping to identify, assess, and mitigate risks… more
- Vanguard (Malvern, PA)
- As a Senior Divisional Risk Advisor , you will serve as a trusted partner providing operational risk expertise and strategic guidance for our college savings ... and assurance services to enterprise and divisional partners based on Vanguard 's operational and strategic risk framework. Ensure the development and implementation… more
- Vanguard (Malvern, PA)
- …protect clients, crew, and assets, and steward a risk-smart culture for Vanguard 's Financial Advisor Services (FAS) business. FAS provides investments, services, ... Overview: Global Risk and Security (GR&S) at Vanguard enables business strategy, protects client and ...operations functions. The person in this role will advise senior business leaders in the areas of strategic, financial,… more
- Vanguard (Malvern, PA)
- …impactful insights and our seat at the table is earned and respected across Vanguard . We are looking for an ambitious high performing risk specialist to complement ... oversight, and assurance services to the business based on Vanguard 's risk framework. Provide expert level risk advice and...to the business. + Act as a consultant for senior management team to draw on for advice and… more
- Vanguard (Malvern, PA)
- Vanguard 's Financial Advisor Services is transforming the way advisors interact with our products and expertise through digital channels. As the Senior ... Implement and manage governance processes to ensure content accuracy, compliance , accessibility, and brand consistency. + Architect modular content: Design… more
- Vanguard (Malvern, PA)
- …predictive models to identify emerging risk patterns. + Act as a trusted advisor to senior leadership by translating complex data into actionable narratives ... and dashboards. Strong communication skills are essential for effectively interacting with senior stakeholders and conveying complex data insights in a clear and… more
- Vanguard (Malvern, PA)
- …competitive analysis. Manage risk and ensure compliance in partnership with senior leaders and other Vanguard crew. + Participate in special projects ... and future. Click here to learn more about unlimITed: https://corporate. vanguard .com/content/corporatesite/us/en/corp/articles/vanguards-tech-conference-powered-by-client-voice.html Responsibilities: + Consult with senior staff… more