- Vanguard (Malvern, PA)
- …team at the forefront of innovation in investment advisory services. As a Compliance Advisor supporting Vanguard Personalized Indexing Management (VPIM), ... of our personalized investing offers. You'll serve as a strategic compliance partner, ensuring regulatory integrity and operational excellence across VPI's… more
- Vanguard (Malvern, PA)
- …stronger, risk-informed decisions. Vanguard Global Risk & Security (GR&S) is seeking a Senior Risk Advisor to support Vanguard 's Financial Advisor ... seeking a strategic and technically adept Digital and Analytics Senior Risk Advisor to lead and support...senior leadership + Maintain an in-depth understanding of Vanguard , the FAS business, and its digital strategy. Independently… more
- Vanguard (Malvern, PA)
- …that's not just about rules-but about shaping the future of ethical investing. As a Senior Compliance Advisor , you'll help ensure our advisory services and ... our clients. What You'll Do- + Design & Enhance Compliance Programs: Develop and refine compliance processes...Advisor to the Business: Provide proactive guidance to senior leaders, advisory teams, and marketing on regulated activities… more
- Vanguard (Malvern, PA)
- …deliver solutions. + This job requires regulatory licenses and registrations as determined by Vanguard 's compliance team. + FINRA 7, 63 and 24 required. Special ... At Vanguard , we are reimagining how we engage with...office, custodians and platforms that serve them. As the Senior Manager, Head of Operation Client Relationships for our… more
- Vanguard (Malvern, PA)
- We are seeking a strategic and experienced Senior Risk Advisor within the Financial Advisor Services division to support the Sales and Distribution Strategy ... a strong focus on transformation initiatives. This role will serve as a trusted advisor to senior leadership, helping to identify, assess, and mitigate risks… more
- Vanguard (Malvern, PA)
- …multi-faceted business. In support of our innovative and highly regulated business lines, Vanguard 's Compliance Department encounters a wide range of complex and ... compelling issues while providing exceptional, high-value business partnership and compliance support. In addition, Vanguard is an employer of choice that… more
- Vanguard (Malvern, PA)
- …the Sales Channel Marketing Team to design and deliver sales collateral, advisor toolkits, product guides, presentations, and training that enable the sales force ... to broaden product awareness, drive engagement, and measure results. - Compliance & Regulatory Alignment-Ensure all marketing materials and campaigns adhere to… more
- University of Pennsylvania (Philadelphia, PA)
- …to mission-driven institutions with sophisticated investment portfolios. Serves as a senior legal advisor , delivers strategic counsel on complex matters ... involving institutional operations, compliance , partnerships and alliances. Leads the development and oversight...and arrangements with commercial entities. + Provide advice to senior management, staff and employees on a wide range… more
- University of Pennsylvania (Philadelphia, PA)
- …the Vice President for Human Resources, the Director serves as a trusted advisor to senior leadership, guiding workforce strategy, labor relations, and ... These units have approximately 1,500 full-time staff. The Director serves as an advisor to leaders across the Provost Center in the development and implementation of… more
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