- TEKsystems (Fort Worth, TX)
- …entry with Excel Document processing Identifying inconsistencies/inaccuracies Skills Financial Services, Operations, Series 7 , Series 63 , document ... processing Top Skills Details Financial Services, Operations, Series 7 , Series 63 Additional Skills & Qualifications Needs Series 7 & 63 or 66… more
- Wells Fargo (Frisco, TX)
- …related field, demonstrated through work experience, training, military service, or education. + Successfully completed FINRA Series 7 , 63 and 65 (or 66) ... organization and influencing innovation in lending and banking initiatives. **Required Qualifications:** + 7 + years of experience in Business Growth Strategy or a… more
- Charles Schwab (Westlake, TX)
- …simultaneously in a dual screen environment **Preferred Qualifications** + Active FINRA Series 7 and 63 brokerage licenses + **_You will have ... a condition of employment for passing the FINRA Series 7 & 63 licenses_** + Bachelor's degree or equivalent work experience + Basic knowledge of equity… more
- Charles Schwab (Westlake, TX)
- …a dual screen environment Highly preferred qualifications: + A valid and active FINRA Series 7 and 63 /66 brokerage license + **You will have a condition ... of employment for passing the FINRA Series 7 & 63 licenses** + Bachelor's degree or equivalent work experience + Basic knowledge of equity compensation… more
- Vanguard (Dallas, TX)
- About this job: Are you a FINRA Series 7 and 63 licensed professional with a passion for building meaningful client relationships? Join our team as a ... the client experience and fulfill investment needs. Qualifications: + Active FINRA Series 7 and 63 licenses. + 1-3 years of experience in financial… more
- Wells Fargo (Dallas, TX)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 7 and 63 exams to qualify for immediate ... for Visa sponsorship + This position is subject to FINRA Background Screening Requirements, including successful completion and clearing...240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that… more
- JPMorgan Chase (Fort Worth, TX)
- …knowledge of MS Office, Word, Excel, and PowerPoint. + Frequent travel is required. + FINRA Series 7 , 63 **Preferred qualifications, capabilities and ... manager, we oversee nearly $200 Billion in alternative assets and manage over $1. 7 Trillion in assets for wealth managers worldwide. Our deep experience and scale… more
- TIAA (Frisco, TX)
- …success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently licensed or ... Experience** + No Experience Required ** FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Licenses and Certifications** + Life and… more
- USAA (Plano, TX)
- …however, if there is an existing license and a business need, maintenance of FINRA Series 7 , 66 (or 63 and 65), 24, and 51 (or 53) may be required. + ... 8 or more years of related experience in financial services operations to include process improvement and business analysis. + 4 or more years direct team lead or management experience providing coaching, development and/or leadership in a team-oriented… more
- Vanguard (Dallas, TX)
- …training and experience. Graduate degree preferred. + This job requires FINRA Series 7 , 24, 63 , 65, 66 or ability to acquire within department ... guidelines. Other Details This role is part of our hybrid work model with Tuesdays - Thursdays required in our offices to foster collaboration and relationships. On Mondays and Fridays, our crew will have the option to work remotely, or continue working from… more
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