- SMBC (Jersey City, NJ)
- …a competitive portfolio of benefits to its employees. **Role Description** Regulatory Reporting Quality Assurance (RRQA), within SMBC's Finance Control Oversight ... (FCO) function, conducts independent risk-based assessments of US regulatory reporting processes to evaluate reporting accuracy, completeness, conformance with … more
- SMBC (Jersey City, NJ)
- …and objectives, and monitoring and evaluating work. This position works closely with Director of Regulatory Reporting Change Management Department to ensure ... This position is a subject matter expert in the Regulatory Reporting Automation for BHC, Branch, Liquidity or Broker...gaps using tactical and strategical approach + Drive Data Management activities with focus on data definitions, data sourcing… more
- Advance Local (Jersey City, NJ)
- …Governance, Risk, and Compliance (GRC) program, ensuring robust data governance, risk management , and regulatory compliance across all data assets. This role ... problems. As a member of the Product Support Team, this role reports to the Director of Risk, Compliance & Support. **_The base salary range is $120,000 to $130,000… more
- TD Bank (New York, NY)
- … activities to our regulators. The Senior Manager / Director - Regulatory Management and Remediation Office. This will involve: + Accountability ... to new heights. Job Description: The TD Securities US Regulatory Management & Remediation team...+ Master's Degree in related discipline an asset The Director , Change Delivery-TDS leads, manages, and supports the end-to-end… more
- Capital One (New York, NY)
- …success overseeing complex regulatory requests, control testing, and regulatory remediation activities while maintaining transparency and effective challenge ... Senior Business Director - Network Surveillance Monitoring and Regulatory...data science methodologies, risk management , and people management . The Senior Director will also be… more
- TD Bank (New York, NY)
- …+ developing action plans + leading Compliance implementation efforts + reporting on remediation efforts + drafting memos and management responses + Prepare ... reporting and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of impacted TD entities + Manage a team… more
- MUFG (New York, NY)
- …risk assessments, identifying issues, developing remediation plans and overseeing remediation + Understanding of the regulatory environment and regulations ... of our recruitment team will provide more details. The Head of Technology Risk Management will lead and oversee the firm's technology risk management function… more
- CBRE (New York, NY)
- Director of Compliance and Privacy, Industrious Job ID 241323 Posted 22-Oct-2025 Service line Corporate Segment Role type Full-time Areas of Interest Legal ... America **About the Role:** CBRE, Inc is seeking a Director of Compliance and Privacy to establish and oversee...the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make a… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and ... reviews and assesses whether the Business is adhering to internal (risk management , oversight function and audit) and regulatory requirements, requests, and… more
- Capital One (New York, NY)
- …federal, state, and international privacy laws and regulations. The Compliance Privacy Director performs a key risk management role to ensure compliance ... of international Privacy laws and regulations. The Compliance Privacy Director will apply risk, process management , and...management team + Subject matter expertise in key regulatory and audit requirements and three lines of defense… more
