- SMBC (New York, NY)
- …and Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... The Regulatory Governance Team is responsible for producing management reporting for senior business leadership, CPAD Senior Management , Risk Management ,… more
- SMBC (New York, NY)
- … Office , Analytics and Governance role will support the Control Office management team by designing and maintaining management dashboards, tools, ... owners to identify relevant information to be included in management reporting; maintain strong data governance and...information and business requirements. + Support the broader Control Office team with data analysis and management ,… more
- Principal Financial Group (New York, NY)
- …it central to client-centric culture and commitment to excellence. + Business Management & Governance + Support leadership routines, including agenda ... and Green Card for Employment-Based Immigrants (https://www.uscis.gov/green-card/green-card-eligibility/green-card-for-employment-based-immigrants) ** Investment Code of Ethics** For Principal Asset… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is advancing firmwide adoption of Generative AI to enhance investment processes and deliver operational efficiencies across our global platform. We ... seek a Lead Technologist - AI Product Management within the Technology organization. This leader will translate...AI roadmap owned by the Head of AI. + Investment process enablement: Partner with investment teams… more
- Neuberger Berman (New York, NY)
- **Business Overview:** The Private Wealth Product Management team is newly established to serve as the backbone for operational excellence across Private Wealth ... with Product Development, Operations, CIO, and COO teams to ensure robust governance and seamless execution. **Position Overview:** This role will develop, maintain,… more
- SMBC (New York, NY)
- …responsibility of the Project Manager is to manage implementation of Project Lifecycle Management (PLM) procedure, support Middle Back Office teams by managing ... projects and coordination between Front Office and Middle Back Offices, strengthen the ...preparing monthly ExCo project overview pack, support firmwide project management and strengthen the governance and control… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... is critical to the continued growth and innovation of our Cash Management business, which supports institutional clients with comprehensive payment and liquidity… more
- Neuberger Berman (New York, NY)
- …(preferably in management consulting, investment banking, and/or asset management ) + Proficiency in Microsoft Office software (eg Word, Excel, ... **Neuberger Berman** is an independent, employee-owned, global asset management firm, serving the financial needs of institutions and individual investors worldwide.… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... to lead large-scale technology programs in an Agile environment within an investment banking environment. This role requires a strong technical foundation, proven… more
- HSBC (New York, NY)
- …Establish governance , policies, and controls to ensure effective risk management and decision-making **_Knowledge & Experience / Qualifications_** + Minimum of ... of Portfolio Optimization, Americas Brand: HSBC Area of Interest: Investment Banking, Markets, and Research Location: New York, NY,...Research Location: New York, NY, US, 10001 Work style: Office Worker Date: 12 Dec 2025 In compliance with… more
