- Fiserv (New York, NY)
- …impact on a global scale, come make a difference at Fiserv. **Job Title** Line of Business Risk Officer **What does a successful Line of Business ... Risk Officer do?** The Line of Business (LOB) Risk Officer for Merchant Solutions is responsible for managing and advising on risk for the… more
- HUB International (New York, NY)
- …investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, senior leadership position, ... reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior...and working location, as well as the specific position's business line , scope and level. If you… more
- Bloomberg (New York, NY)
- Risk Officer - Enterprise Products ( Risk Advisory) - Chief Risk Office Location New York Business Area Legal, Compliance, and Risk Ref # 10046060 ... risk and controls framework + Work closely with business units to conduct an in-depth analysis of key...interviews + Operate as a partner by facilitating First Line of Defense (1LOD) risk execution and… more
- Citigroup (Jersey City, NJ)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... controls implemented by the first and second line of defense. Also responsible for performing assessments of...Volcker program, Swap Dealer program and Counterparty Trading and Risk business . + Knowledge and extensive regulatory… more
- US Bank (New York, NY)
- …mitigation of financial risks across the organization. Reporting directly to the Chief Risk Officer , this role provides strategic and operational leadership for ... is a senior executive responsible for leading the second line oversight of financial risk disciplines across...management. The leader collaborates with senior executives to align risk strategies with business objectives and regulatory… more
- MUFG (New York, NY)
- …Losses, etc) + Risk Assessments + Assist with the execution of front- line risk assessment activities (ad hoc Risk /Controls review, all components ... member of our recruitment team will provide more details. Risk and control officer will be responsible...responsible for assisting with the duties of the BURM ( Business Unit Risk Manager) for Operations. The… more
- Citigroup (New York, NY)
- The Market Risk Senior Officer I is a strategic...of global team and be accountable for the 2nd line risk management coverage of several businesses and ... oversight of Global Equities + Review and approve transactions; Appropriately assess risk when business decisions are made, demonstrating consideration for the… more
- TD Bank (New York, NY)
- …with your recruiter who can provide you more specific details for this role. ** Line of Business :** Financial Crime Risk Management **Job Description:** ... work across multiple platforms, name screening knowledge, AML knowledgeThe Financial Crime Risk Investigation Support Officer II processes alerts and/or fraud… more
- Raymond James Financial, Inc. (New York, NY)
- …the accuracy and effectiveness of risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best ... Responsibilities** . Establishes and oversees the implementation of a risk management framework for the business unit,...management firms preferred, especially with exposure to front-office or first- line risk roles in addition to second-… more
- Citigroup (New York, NY)
- …of our First Line of defense for wholesale and counterparty credit risk management and also with our Independent Risk partners to ensure best-in-class ... like Hedge Funds, BDCs and Private Equity. **_Key Responsibilities:_** + Evaluating transactions risk across the business covering full range of products + Role… more
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