- HSBC (New York, NY)
- …holder should understand their position within Three Lines of Defense and operate within operational risk policy, escalating in a timely manner where they are ... Trading Brand: HSBC Area of Interest: Investment Banking, Markets , and Research Location: New York, NY, US, 10001...awareness of the same + Maintain awareness of the Operational Risk scenario associated with the role… more
- SMBC (New York, NY)
- …connectivity, and execution algorithms. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data-driven ... enhancements and low-latency architecture. + Act as the primary liaison between trading desks, algo teams, risk , and technology to capture requirements and… more
- SMBC (New York, NY)
- …valuation processes, and risk models to ensure accuracy, compliance, and operational efficiency across global markets . **Role Objectives** + Define and own ... roadmap for trade capture and valuation platforms, aligning with trading , risk , and regulatory objectives. + Prioritize... analytics. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. +… more
- SMBC (New York, NY)
- …data, and quantitative modeling. + Drive initiatives to enhance performance, reduce operational risk , and improve trader experience. + Promote data-driven ... critical in providing foundational data and analytics that enable accurate pricing, risk assessment, and trade decision-making across global markets . **Role… more
- HSBC (New York, NY)
- …business practices. + Seeking a candidate with exceptional knowledge of equities markets including trading system and technologies, rules and regulations, risks, ... US Equities Compliance, SVP Brand: HSBC Area of Interest: Risk and Compliance Location: New York, NY, US, 10001...position is in the Regulatory Compliance department covering the Markets & Securities Services division of HSBC (US) and… more
- SMBC (New York, NY)
- …and regulatory requirements. + Prioritize features that improve automation, reduce operational risk , and enhance straight-through processing (STP). + Champion ... systems, and reconciliation tools. + Drive initiatives to enhance performance, reduce operational risk , and improve user experience for operations teams. +… more
- SMBC (New York, NY)
- …and municipal clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's operating companies in ... Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing...the current compensation paid in their geography and the market for similar roles at the time of hire.… more
- Neuberger Berman (New York, NY)
- …, portfolio construction, compliance). + Familiarity with investment guideline oversight, investment risk , and operational risk frameworks. + Technical ... design, documentation, and delivery-partnering closely with portfolio managers, traders, risk , operations, engineering, and strategic vendors to build high-quality,… more
- Tradeweb (Jersey City, NJ)
- **Company Description** Tradeweb is a global leader in electronic trading for rates, credit, equities, and money markets . As financial markets become ... increasingly interconnected, our technology enables efficient, multi-asset trading on a global scale. We serve more than...performing vendor risk assessments and ongoing vendor risk monitoring and providing operational support.This role… more
- NatWest Markets (Stamford, CT)
- …derivatives solutions for a corporate client base + Support and maintain a robust risk control environment + Accurately book all trading activities within the ... within guidelines and policies, covering (but not exclusive to) market , operational , credit, conduct and regulatory risks...required to establish close working relationships globally across Capital Markets and Sales & Trading businesses as… more
