- TD Bank (Greenville, SC)
- …actions taken to address situations defined as issues.** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing independent ... capacity to assist in testing when needed.** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing of Compliance … more
- UMB Bank (Columbia, SC)
- …of administering effective compliance monitoring and other mandated programs. As a Compliance Testing Analyst , you will carry out the testing ... a strong Compliance Management Program + Plan, develop and execute compliance testing , including control design and performance reviews and transactional … more
- TD Bank (Greenville, SC)
- …on availability and individual circumstances._** **Job Description Summary:** The Senior FCRM Testing Analyst executes independent testing of FCRM controls ... Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, risk-based, 2LoD … more
- Guardian Life (Columbia, SC)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- Coinbase (Columbia, SC)
- …comply with regulatory requirements, and consistently deliver high-quality resolutions. As a Compliance Lead Analyst , Compliance Operations within the CX ... filing a SAR. Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and models before deployment… more
- TD Bank (Greenville, SC)
- …in the US Compliance Operating Framework (COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk ... compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more
- Coinbase (Columbia, SC)
- …to speak with you about joining our team. Coinbase is looking for a Security Compliance Senior Analyst to drive the second line of defense IT SOX initiatives ... experience in Internal Controls over Financial Reporting, SOX 404 frameworks, and testing to support compliance * Prior experience at a big 4 accounting firm *… more
- Coinbase (Columbia, SC)
- …with regulatory requirements, and consistently deliver high-quality resolutions. As a Senior Analyst , Compliance TMS Operations within the CX Compliance ... alignment. Attendance is expected and fully supported. The CX Compliance team is essential in ensuring that our global...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- Coinbase (Columbia, SC)
- …is expected and fully supported. You will be a part of the Compliance Operations Quality Assurance team, which is responsible for conducting Quality Assurance audits ... (TMS) cases, working with production teams from CX and Compliance . In your day-to-day role, you will be responsible...you as the candidate. *The above pilots are for testing purposes and Coinbase will not use AI to… more
- Highmark Health (Columbia, SC)
- …the strategic integration of Artificial Intelligence. The Lead Technical Analyst leverages significant independent judgment and discretion to collaborate extensively ... cases, and conducting cost analysis where appropriate. The Lead Technical Analyst analyzes complex data to identify business problems, trends, and opportunities… more