- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** We're looking for a ** Securities Operations Specialist III ** to join our Trust & Custody PCS team in Minneapolis, MN! In this role, ... or equivalent + At least 5 years of experience in customer service, operations , financial services or business processing + Strong attention to detail and accuracy… more
- Wells Fargo (Minneapolis, MN)
- **About this role:** Wells Fargo is seeking a Supervisory Control Specialist to join our Client Relationship Group within the Branch Infrastructure and Operations ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be... Exchange Act of 1934 and FINRA Bylaws, Article III , Section 3, which states that Associated Persons should… more