• Supervision Manager , Supervisory Solutions

    Raymond James Financial, Inc. (Memphis, TN)
    …platform branch office locations not currently staffed with a licensed and qualified branch manager by serving as the designated manager or branch ... to branch locations to perform required annual Branch Manager Supervisory Visits. + Performs other...an exemption or grandfathering cannot be applied + Series 7 , 9/10 or 24 , 66 or 63/65… more
    Raymond James Financial, Inc. (12/12/25)
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  • Senior Compliance Analyst - Park Avenue Securities

    Guardian Life (Nashville, TN)
    …in the branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, ... broker/dealer as a plus. + Prior examination, auditing or testing experience. + Series 7 ; 24 licenses required or obtained within 120 days. + A bachelor's… more
    Guardian Life (12/10/25)
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