- TD Bank (New York, NY)
- …and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the ... Monitoring and Testing Team . The Director - Compliance Testing Team Lead oversees/leads a team (s) of specialists/professionals providing… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** **Job Posting Title** Director , Trading Market Risk Stress Testing and Scenario Design **Job ... Summary** Lead, develop, and oversee a broad, highly specialized, and diverse team of Market Risk professionals who provide leadership in ensuring all significant… more
- Citigroup (Rutherford, NJ)
- The Director of Enterprise Risk Stress Testing is a senior management level position responsible for accomplishing results through the management of a team ... new or revised application systems and programs in coordination with the Technology Team . The overall objective of this role is to drive applications systems… more
- TD Bank (New York, NY)
- …internally and externally to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team , as needed, on monitoring and testing ... more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team...a registered US broker dealer or regulator, Branch Inspections testing a plus. + Strong knowledge of SEC, FINRA… more
- TD Bank (New York, NY)
- …your recruiter who can provide you more specific details for this role. **Job Description:** This Director - Compliance role will be a key member of the TDS US ... Compliance Initiatives Team and US Wholesale ...remediation and program development and improvement within TDS. This Director role will focus on driving compliance -owned… more
- Ross Stores, Inc. (New York, NY)
- …Compliance & Regulatory Attorney will work as a member of the Ross Legal and Compliance team , as part of the New York\-based Legal group\. In general, the ... **Our values start with our people, join a team that values you\!** Bring your talents to...compliance \(e\.g\., Proposition 65, etc\.\), recalls, and product testing protocols\. Perform legal research and assist in driving… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team ! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how ... compliance is architected, delivered, and scaled across a global...Manager, FIRCO, and other industry-standard screening solutions- 5+ years director -level leadership experience- Proven track record leading large-scale platform… more
- JPMorgan Chase (New York, NY)
- … Executive Director for Retail Alternatives Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ... working closely with the Board and cross-functional stakeholders. You will join a team of seasoned Compliance Conduct and Operational Risk (CCOR) professionals… more
- American Express (New York, NY)
- …commitment to back our customers, communities, and colleagues. As part of Team Amex, you'll experience this powerful backing with comprehensive support for your ... an impact in this role?** The Global Risk & Compliance Organization ("GRC") independently oversees the company's risk-taking and...management platforms and capabilities ("GRC Product"). The Manager / Director , GenAI Product will be part of the GRC… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team (s) of specialists/professionals ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is...of Directors of impacted TD entities + Manage a team to support these processes + Work closely with… more
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