• Senior Lead Compliance…

    Wells Fargo (New York, NY)
    **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both ... lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across asset-backed… more
    Wells Fargo (09/11/25)
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  • Product Compliance Senior…

    Citigroup (New York, NY)
    Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is ... with senior leaders + Significant knowledge and expertise of Compliance laws, rules, regulations, risks and appropriate controls (Examples include Reg Sho,… more
    Citigroup (07/26/25)
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  • Senior Compliance Officer…

    Bloomberg (New York, NY)
    Senior Compliance Officer -...regulatory, and reputational responsibilities * Support, and at times lead the team, on specific regulatory Compliance ... Compliance Location New York Business Area Legal, Compliance , and Risk Ref # 10043072 **Description & Requirements**...matter expertise to the privacy program, including being the lead for certain program pillars; * Support the team… more
    Bloomberg (08/22/25)
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  • Compliance Senior Officer…

    Citigroup (Jersey City, NJ)
    Serves as a senior compliance risk officer ...ability to navigate a complex organization; to influence and lead people across cultures at a senior ... Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and controls implemented by the first and...program in accordance with CIA Plan. Serving as a lead reviewer for complex reviews, analyzing report findings, and… more
    Citigroup (08/19/25)
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  • Sr. Compliance Officer…

    TD Bank (New York, NY)
    …your recruiter who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US ... Excel, Word, PowerPoint and SharePoint. **General Job Description:** The Senior Compliance Officer provides advice,...+ Individual contributor role providing specialized expertise or may lead a small team of specialists + Considered a… more
    TD Bank (06/21/25)
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  • Senior Program Officer for Special…

    City of New York (New York, NY)
    …development of materials that further DCWP's policy agenda. The Senior Program Officer for Special Projects will lead the agency's student loan initiatives ... predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing...Adams Administration's 2025 State of the City Address. The Senior Program Officer for Special Projects will… more
    City of New York (08/21/25)
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  • SVP, Capital Markets Chief Compliance…

    Raymond James Financial, Inc. (New York, NY)
    **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior... Compliance Senior Leadership Team, shaping compliance strategy and direction. + Lead the… more
    Raymond James Financial, Inc. (09/01/25)
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  • Assistant Agency Chief Contracting Officer…

    City of New York (New York, NY)
    …detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance . The successful candidate will have ... ADMINISTRATIVE MANAGER The Bureau of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked...lead , and supervise staff who manage the Agency's compliance with rules and executive orders related to Vendor… more
    City of New York (09/11/25)
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  • Ethics Lead Officer

    Citigroup (New York, NY)
    …(including the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and ... matters, as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics...analysis of reports to be distributed to business committees, senior management, auditors and regulators. + Contribute to accurate… more
    Citigroup (09/09/25)
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  • Chief Compliance Officer

    City of New York (New York, NY)
    …external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position will use an ... areas of concern. NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance ,...to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include… more
    City of New York (06/14/25)
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