- Citigroup (Irving, TX)
- The Audit Director for Wealth Compliance is a senior level management position responsible for contributing to the strategic direction of Citi's Internal ... laws and regulations. The role is also responsible for audit coverage of Citi's Compliance Chief Administration...the Compliance Risk Management Framework for the Wealth Compliance function. The overall objective of… more
- Truist (Houston, TX)
- …leadership meetings and decisions, and offer strategic advice and competitive analysis to the Truist Wealth Division Director and the Head of Wealth in order ... leading the growth and profitability of a regional Truist Wealth Advisor Team by increasing the team's revenues, expanding...* Ensure that the unit works within the existing audit , compliance and regulatory framework in order… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking an Assistant General Counsel- Executive Director to join the Home Lending Legal team within the Consumer Lending Division ... and servicing mortgage transactions appropriate to the unique needs of wealth management customers. Ability to collaborate and ensure consistency between the… more
- First Horizon Bank (Dallas, TX)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director , issuance of preliminary findings to management, ... communicate issues and root causes effectively to the CT Director and the business unit. + Responsible for consistent...preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit ) and external (regulatory)… more
- Live Nation (Houston, TX)
- …and drafting audit reports. + Effective and frequent communication with Manager/ Director regarding audit project status. + Build Local and Divisional ... 3-5 years experience in External Audit , Internal Audit , Risk/Internal Controls, and/or Compliance + Bachelor's...days off for your birthday, Free concert tickets + WEALTH : 401(k) program with company match, Stock Program +… more
- House of Blues (Houston, TX)
- …you then please read on! THE ROLEUnder the direction of the Tax Compliance Director , responsibilities include preparing corporate and partnership federal tax ... provision (ASC 740). Duties also include assisting the Tax Compliance Director and other Tax Managers with...quarterly estimated tax payments and extensions + Maintain detailed, audit -ready workpapers to support compliance and reporting… more
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