- Safran (Gainesville, TX)
- Export Compliance Officer and Compliance Correspondent **Job details** **General information** **Entity** Safran is an international high-technology group, ... Trade compliance and risks - Export control **Job title** Export Compliance Officer and Compliance Correspondent **Employment type** Permanent… more
- MUFG (Irving, TX)
- …team will provide more details. **Job Summary:** Reporting to the Head of Core Compliance Practices for Americas, you will lead various activities and tasks that ... required by the enterprise programs and/or assigned by the Head Of Compliance Practices . This is an individual contributor role that will require understanding… more
- Prime Therapeutics (Austin, TX)
- …and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents Compliance ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- MUFG (Irving, TX)
- …testing reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT ... + Conduct analysis related to laws, rules, regulations and best practices related to the Markets Compliance program. + Assist Compliance Testing teams from… more
- Pentax Medical (Dallas, TX)
- …global risk management and compliance investigations as directed by the Chief Compliance Officer . Will have direct respon sibility for direct report(s). ... markets to ensure that PENTAX Medical policies and business practices align with such laws and regulations + Oversee...; and summarize and report same to the Chief Compliance Officer + Conduct and manage … more
- JPMorgan Chase (Plano, TX)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Senior Officer within the Compliance Conduct and ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...as well as familiarity with regulatory and/or audit best practices . **Job Responsibilities** + Identify potential risks and control… more
- Texas Tech University (Lubbock, TX)
- …**Risk & Controls** * Supports and enhances system-wide risk management with the Risk & Compliance Officer and compliance officer at each component ... Coordinates risk assessment and compliance -related activities with the Chief Compliance Officer for each institutional component. * Provides advisory… more
- Prime Therapeutics (Austin, TX)
- … communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) ... through a variety of channels + Expert level understanding of effective compliance and ethics program principles, concepts, practices and standards; full… more
- HUB International (Austin, TX)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- Texas Health Resources (Dallas, TX)
- …reimbursement for federally funded programs and private payers required and + Prior compliance officer and privacy officer experience required + Excellent ... Entity Compliance & Privacy Officer _Bring your...vital role in fostering trust and transparency, ensuring our practices reflect the heart of our organization's promise to… more
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