- MUFG (Irving, TX)
- …**Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will ... Training Program Officer (GFCTPO) and the Global Core Compliance Training Program Officer who oversee the Global Financial Crimes and Core… more
- MUFG (Irving, TX)
- …RIM etc. and other activities assigned by compliance leaders and part of the compliance program management. + Serve as a back up for other processes within ... program , process and procedures holistically. + Oversee regulatory compliance GRC projects for process or system enhancements following enterprise project… more
- Safran (Gainesville, TX)
- …on-going support, communication, awareness and training to employees; B) Export Compliance Officer : 1) Coordinate and apply for all export licenses, ... Export Compliance Officer and Compliance ...provides guidance to global Sales & Marketing, Customer Service, Program Management, Engineering, Supply Chain, Procurement and other teams.… more
- Safran (Irving, TX)
- Export-Import Compliance Officer (Remote) **Job details** **General information** **Entity** Safran is an international high-technology group, operating in the ... Job profile** Legal - Legal and contracts **Job title** Export-Import Compliance Officer (Remote) **Employment type** Permanent **Professional category**… more
- HUB International (Austin, TX)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... and enhancing the SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth** will be responsible… more
- Insight Global (Dallas, TX)
- … Compliance & Legal Officer in overseeing and managing the firm's compliance program in accordance with the rules and regulations of the US Securities ... Officer in managing and executing the firm's compliance program under the Investment Advisers Act...or deficiencies. *Assist in the development and implementation of compliance policies, procedures, and controls. *Lead training … more
- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... and development of implementation strategies. * Maintain updates to compliance policies, procedures, and training for new...new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,… more
- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... maintaining assigned areas of the compliance program covering US Mortgage Banking including... risk. Maintaining regulatory change management, policies and procedures, training , and advisory matters for mortgage lending compliance… more
- MUFG (Irving, TX)
- …on the Sales & Trading business units with focus on the Markets Compliance program . The Compliance Officer will work closely with ACT teammates and ... prepare reviews for senior management detailing assessment of the effectiveness of the Compliance program for in-scope Markets rules. + Conduct analysis related… more
- Robert Half Legal (Dallas, TX)
- Description We are looking for a dedicated and detail-oriented Compliance Officer to join our team on a contract basis in Dallas, Texas. This role is pivotal in ... adherence to regulatory guidelines and company policies while managing the firm's compliance program effectively. The ideal candidate will possess expertise in… more