- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- Coinbase (Austin, TX)
- …collaboration, connection, and alignment. Attendance is expected and fully supported. As the Senior Manager , Compliance Operations at Coinbase, you'll lead ... teams, with hundreds of analysts across the globe. With your expertise in compliance , operations, and Quality Control, you'll be the mastermind ensuring our teams… more
- Wells Fargo (San Antonio, TX)
- **About this role:** Wells Fargo is seeking a Senior Audit Manager (SAM) - Executive Director on our Corporate Risk Compliance Audit Team. As part of the ... Corporate Risk Audit function, the Compliance Audit team provides independent assurance over the design...supporting tools, including data analytics to support comprehensive audit testing and conclusions. + Certification in one or more… more
- NCR VOYIX (Irving, TX)
- …brands around the world to your local favorite around the corner. Title: Senior Manager , Payments Compliance Location: Irving, TX (onsite) SUMMARY: ... compliance programs + Demonstrated ability in analyzing compliance risks and designing, testing and evolving appropriate controls + Strong writing skills and… more
- NRG Energy, Inc. (TX)
- …Facebook, Instagram, LinkedIn and X. **Overview** : This position works with the Senior Director, Gulf Coast Environmental Business to support management of the Gulf ... Coast environmental compliance programs, focusing primarily on environmental data and reporting, regulatory compliance , obtaining project related permits,… more
- CVS Health (TX)
- …activities and executes on strategic direction related to Sarbanes Oxley (SOX) Compliance for CVS Health's Digital, Data, Analytics & Technology (DDAT) Compliance ... Manages, develops, and implements procedures, controls, and reporting to ensure compliance with SOX regulations. Consults on efforts to continuously improve internal… more
- Coinbase (Austin, TX)
- …Audit is to objectively evaluate and audit the effectiveness of governance, compliance , risk management, and control process. The in-house Coinbase Internal Audit ... functions. By executing all aspects of audits, including planning, walkthroughs, testing , deficiency remediation, and report writing in accordance with regulatory… more
- Guardian Life (Austin, TX)
- …want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you ... will conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...branch office. + Timely communicate preliminary findings to your manager and branch office management verbally and then in… more
- Capital One (Plano, TX)
- Senior Manager , Commercial Credit Review Capital One's Credit Review organization is a third line of defense function that is responsible for providing an ... Energy, Counterparty Credit, Capital Markets, Leveraged Lending and Special Assets. The Senior Manager will contribute towards the execution of the annual… more
- Confluent (Austin, TX)
- …One Team. One Data Streaming Platform. **About the Role:** We are seeking an experienced Senior Manager of SOX IT to lead and manage the company's IT ... Sarbanes-Oxley (SOX) compliance program, focusing on IT General Controls (ITGCs), IT... program including planning, scoping, risk assessments, control design, testing , remediation, and reporting. + Partner with internal stakeholders… more