- TEKsystems (Fort Worth, TX)
- …entry with Excel Document processing Identifying inconsistencies/inaccuracies Skills Financial Services, Operations, Series 7 , Series 63 , document ... processing Top Skills Details Financial Services, Operations, Series 7 , Series 63 Additional Skills & Qualifications Needs Series 7 & 63 or 66… more
- Wells Fargo (Fort Worth, TX)
- …related field, demonstrated through work experience, training, military service, or education. + Successfully completed FINRA Series 7 , 63 and 65 (or 66) ... organization and influencing innovation in lending and banking initiatives. **Required Qualifications:** + 7 + years of experience in Business Growth Strategy or a… more
- Citigroup (San Antonio, TX)
- …of Microsoft Office (Excel, Outlook, and Word) preferred + US Registered FINRA Series 7 & 63 Required. **Education:** + Bachelor's/University degree or ... - including margin, options, and placing unsolicited securities trades ( Series 7 & 63 required)...customer claims and complaints are handled in accordance with FINRA and firm policy + Ensures that KYC/AML and… more
- Vanguard (Dallas, TX)
- About this job: Are you a FINRA Series 7 and 63 licensed professional with a passion for building meaningful client relationships? Join our team as a ... the client experience and fulfill investment needs. Qualifications: + Active FINRA Series 7 and 63 licenses. + 1-3 years of experience in financial… more
- Wells Fargo (Dallas, TX)
- …following: work experience, training, military experience, education + Successfully completed FINRA Series 7 and 63 exams to qualify for immediate ... for Visa sponsorship + This position is subject to FINRA Background Screening Requirements, including successful completion and clearing...240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states that… more
- JPMorgan Chase (Fort Worth, TX)
- …knowledge of MS Office, Word, Excel, and PowerPoint. + Frequent travel is required. + FINRA Series 7 , 63 **Preferred qualifications, capabilities and ... manager, we oversee nearly $200 Billion in alternative assets and manage over $1. 7 Trillion in assets for wealth managers worldwide. Our deep experience and scale… more
- TIAA (Frisco, TX)
- …success. You can even receive funding, coaching and support to pass FINRA Series 6 or 7 and 63 certification exams if you are not currently licensed or ... Experience** + No Experience Required ** FINRA Registrations** + SRC Indicator: Series 6 or 7 ; Series 63 **Licenses and Certifications** + Life and… more
- Athene (TX)
- …of Fixed Annuity and RILA Marketplace. + Life & Health, FINRA Series 7 and Series 63 licenses. Must have or obtain FINRA Licensing ( Series 6) ... within 6 months of employment. + Proven track record in growing a region as measured by sales results. + Demonstrated sales acuity and presentation skills. + Travel Required (75%). + Ability to adapt to constant changing environment. + Excellent knowledge of… more
- City National Bank (Austin, TX)
- …High Net Market markets * 2 + years delivering formal client presentations * FINRA Series 7 and 63 or 66 licenses * Ability to travel 40-50% of the time ... *Additional Qualifications* * CFA - Chartered Financial Analyst (or in process of becoming CFA Charterholder) * Highly competitive and goal-oriented * A focus on sales and new business development * Masters Degree preferred * Working knowledge of portfolio… more
- Vanguard (Dallas, TX)
- …training and experience. Graduate degree preferred. + This job requires FINRA Series 7 , 24, 63 , 65, 66 or ability to acquire within department ... guidelines. Other Details This role is part of our hybrid work model with Tuesdays - Thursdays required in our offices to foster collaboration and relationships. On Mondays and Fridays, our crew will have the option to work remotely, or continue working from… more
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