- Coinbase (Austin, TX)
- …Audit Committee decks and present at the Disclosure Committee meeting. * Lead the Maintain SEC reporting calendar and project manage the SEC reporting ... initiatives. * Responsible for the coaching, mentoring and management of the SEC reporting team, including across multiple time zones in a mostly asynchronous… more
- Grant Thornton (Austin, TX)
- …Understanding of regulatory environments across regions (eg, GDPR, Sarbanes-Oxley (SOX), SEC reporting standards, Anti-Money Laundering (AML), emerging AI ... an experienced and execution-focused leader to serve as the Head of Global Product - Advisory. This new role...solutions that enhance our professional advisory services globally. The Head of Global Product - Advisory will lead distributed… more
- Citigroup (Houston, TX)
- The Sec & Derivat Sr. Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch offices in ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 10+ years of… more
- MUFG (Irving, TX)
- …remotely one day. A member of our recruitment team will provide more details. Reporting into the Head of Financial Crimes Transaction Monitoring, this new ... trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC , OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT Act, BSA/AML and… more
- MUFG (Irving, TX)
- …work remotely one day. A member of our recruitment team will provide more details. Reporting into the Head of GFCD Design, Tuning and Optimization, this new ... trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC , OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT Act, BSA/AML and… more