- CRC Insurance Services, Inc. (TX)
- …Monitor accounts to ensure compliance with the firm's policies and procedures. 6. Assist broker to meet or exceed production goals as assigned by CRC. 7. Maintain ... every aspect of teammates' well-being - physical, emotional, financial, social, and professional . Our best-in-class benefits program is designed to care for the… more
- Charles Schwab (Southlake, TX)
- …We are currently offering the opportunity for a dynamic and engaging Compliance Professional to join the team, as a Senior Manager, responsible for conducting ... of experience within financial services with a strong working knowledge of broker -dealer, bank, and investment adviser compliance risks, as well as testing… more
- Charles Schwab (Westlake, TX)
- …an increasingly important investment vehicle, we are focused on improving our product line -up, platform and services related to SMAs. The Director will lead the team ... you have** + 10+ years of experience as a leader within a broker dealer, financial services intermediary, and/or custodian + Demonstrated experience in leading and… more