- Coinbase (Austin, TX)
- …regulated environment? We are looking for an exceptional Manager in our Broker Dealer Operations function, establishing the critical controls and ... doing (ie. job duties):* We are building out our Broker Dealer Operations function to...function to support our equities trading product. As a Manager , you will both lead and directly contribute to… more
- Charles Schwab (Westlake, TX)
- …experience in settlement operations with third-party bank custodians in either a broker / dealer or banking environments. + Must possess the skills vital to ... be in the office 4 days a week. The ** Manager of Treasury Settlement Services** (TSS) is primarily responsible...in finance and accounting, particularly in the bank and broker / dealer space. + Knowledge of or willingness… more
- Charles Schwab (Westlake, TX)
- …branch), lines of business (eg, Retail, Advisor Services), and legal entities (eg, bank, broker - dealer ). The core focus of the role will be ensuring that we ... for this role to work on site in the specified locations. **Senior Manager Strategic Planning, Banking and Trust Services** will primarily be responsible for… more
- TIAA (Frisco, TX)
- …as well as product development and management. + Experience in wealth and broker / dealer risk management. + Experience working closely with legal, compliance and ... CIO team is seeking an experienced Sr. Director of Operations , Execution, and Risk. This person would ensure that...to evaluate appropriate fund selection for specific platforms and manager /fund selection process. + Ability to review, analyze, and… more
- Robert Half Finance & Accounting (Dallas, TX)
- …firm. * Responsible for the monthly net capital computation of the related Broker / Dealer , and the quarterly preparation of information needed for FINRA filings. ... for an experienced Controller to oversee and optimize accounting operations for our organization in Dallas, Texas. The ideal...* Coordinate annual audit preparation with the related Broker / Dealer 's independent auditor. * Develop and maintain… more
- Bank of America (Addison, TX)
- …Control and Reporting Services Team within Business Controls is responsible for Broker Dealer Separation Oversight, Identify & Access Management Governance, ... A Job expectations include providing quality service and effective operations support for internal business partners and external clients. **Responsibilities:**… more