- JPMorgan Chase (Plano, TX)
- Join JPMorganChase's Risk Management and Compliance team to...to our global success. As an Analyst in the Banks & Broker Dealers team, you will ... Manage a portfolio of clients consisting of North American Banks , Broker Dealers, Fintechs, Credit Unions, Card...exposure management + Perform on-going monitoring and management of a diverse portfolio of risk … more
- Charles Schwab (Westlake, TX)
- …and/or risk management . + Knowledge of broker dealer and bank risk management capabilities. + Knowledge of Capital, Liquidity, Interest Rate and ... who will value your contributions and encourage your development. The Finance Risk Management (FRM) function is an in-business risk function within Finance,… more
- JPMorgan Chase (Plano, TX)
- …+ Credit/Market Risk experience. + Knowledge of financial institutions, including banks and broker dealers. + Ability to analyze financial statements and ... Join JPMorgan Chase's Risk Management and Compliance team, where...strength and resilience. As a Vice President in the Banks & Broker Dealers team, you'll manage… more
- Charles Schwab (Southlake, TX)
- …as well as develop and foster strong partnerships across Compliance, Legal, Corporate Risk Management , and with business partners. **What you will do** + ... & procedures. + Conduct compliance testing to evaluate the effectiveness of risk management environment for compliance with applicable regulatory requirements… more
- Bank of America (Plano, TX)
- …+ Written Communications + Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue ... such as financial crimes, including financial crimes investigations management , fraud management , regulatory compliance, risk management , or issue … more
- Bank of America (Plano, TX)
- …submission to regulators and/or law enforcement. This role may partner with GFCC Risk Management , front line units or other stakeholders to resolve ... + Written Communications + Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue… more
- Lincoln Financial (Austin, TX)
- …**Requisition #:** 74911 **The Role at a Glance** We are seeking an AVP & Actuary, Risk Management to join the Financial Risk oversight team, which is a ... part of the broader Enterprise Risk Management (ERM) function in the Office...put their goals in reach. Lincoln Financial Distributors, a broker -dealer, is the wholesale distribution organization of Lincoln Financial.… more
- Charles Schwab (Southlake, TX)
- …as well as develop and foster strong partnerships across Compliance, Legal, Corporate Risk Management , and with business partners. **What you have** Required ... with the execution of Second Line of Defense compliance testing including compliance risk management principles + Excellent attention to detail + The ability… more
- Charles Schwab (Westlake, TX)
- …liquidity and funding planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ... Basic knowledge of finance and accounting, particularly in the bank and broker -dealer space; + Advanced skills...forecasts, including producing long-term funding plan to satisfy all Bank and Consolidated liquidity risk metrics +… more
- Citigroup (Irving, TX)
- …Industry Knowledge, Issue Management , Laws and Regulations, Professional Standards, Risk Management , Root Cause Analysis. **Other Relevant Skills** For ... products to the end-to-end customer experience. + Strong knowledge of wealth management , broker dealer, investment adviser functions preferred. + Ideal candidate… more