- Charles Schwab (Austin, TX)
- …/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist). The Broker - Dealer /Asset Management team provides internal audit ... Manager in the Broker - Dealer /Asset Management enterprise team, the Senior Auditor will have responsibility for assisting in the for the independent and… more
- Wells Fargo (Addison, TX)
- **About this role:** Wells Fargo is seeking a Senior Auditor on the Financial Crimes Audit Team. The Financial Crimes Audit Team provides horizontal audit ... coverage of financial crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo lines of business, and evaluates the system of internal controls and… more
- Lincoln Financial (Austin, TX)
- …**Requisition #:** 74448 **The Role at a Glance** We are seeking an enthusiastic Senior IT Auditor who is a self-starter and initiative driven, ready to ... to help put their goals in reach. Lincoln Financial Distributors, a broker - dealer , is the wholesale distribution organization of Lincoln Financial. Lincoln… more
- City National Bank (Dallas, TX)
- …Retirement and Custody Services, Specialty Wealth Assets, Investment Advisory, Broker / Dealer , Investment Banking activities for CNB's Capital Markets, ... AUDIT MANAGER- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management,… more
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