- Charles Schwab (Westlake, TX)
- …and internal controls. The Broker-Dealer/Asset Management enterprise team is seeking a Senior Auditor ( Senior Specialist ). The Broker-Dealer/Asset Management ... and independent investment advisors on Schwab's platform and their clients; ( ii ) client product solutions and market expertise; (iii) portfolio advisory services… more
- Regions Bank (Dallas, TX)
- …acceptable and proactively identifies risk rating changes with oversight from CPA II /Credit Products Specialist and in partnership with Coverage and Credit ... in which they gain exposure to key executives and senior bankers. The associate operates in a cross-functional capacity...servicing documents, and elevates findings to the Credit Products Specialist for further review of potential increased risk +… more