- ExxonMobil (Spring, TX)
- …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
- Capco, a Wipro Company (Houston, TX)
- …roles within the energy or utilities sector + Familiarity with regulatory and compliance requirements in energy trading + Knowledge of other ETRM systems + ... approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, innovators,...Gas & Power Back Office operations within the energy trading sector + Strong hands-on expertise in Allegro ETRM… more
- Charles Schwab (Westlake, TX)
- …5-10 years of relevant experience in the financial services industry, ideally in a regulatory compliance role at a regulated Broker Dealer, FCM, FDM, exchange or ... and state securities regulators, and exchanges such as CME Group, on compliance -related matters, regulatory inquiries, and examinations. **What you'll do:** +… more
- Wells Fargo (Houston, TX)
- …documentation. + Strong understanding of derivatives transactions. + Expertise in regulatory compliance , risk mitigation, and financial industry best practices. ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Sysco (Houston, TX)
- …of meeting materials. + Proactively monitoring and advising corporate governance, legal, regulatory , and other developments to ensure compliance with changing ... President, Chief Legal Officer, serving as a key legal advisor to the company. This individual will work closely...strategy in this role. **Duties and Responsibilities:** + Ensuring compliance with all laws and regulations relevant to areas… more
- PennyMac (Plano, TX)
- … trading policies, including those related to commodity pool operator and commodity trading advisor compliance + Draft originator and servicer disclosures ... whole loan sale transactions, third party mortgage securitization transactions and related regulatory and compliance requirements + Knowledge of mortgage loan… more
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