• Trading Regulatory…

    ExxonMobil (Spring, TX)
    …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
    ExxonMobil (06/12/25)
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  • Allegro Advisor - Back Office -…

    Capco, a Wipro Company (Houston, TX)
    …roles within the energy or utilities sector + Familiarity with regulatory and compliance requirements in energy trading + Knowledge of other ETRM systems + ... approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, innovators,...Gas & Power Back Office operations within the energy trading sector + Strong hands-on expertise in Allegro ETRM… more
    Capco, a Wipro Company (06/26/25)
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  • Senior Manager, Regulatory Liaison Office

    Charles Schwab (Westlake, TX)
    …5-10 years of relevant experience in the financial services industry, ideally in a regulatory compliance role at a regulated Broker Dealer, FCM, FDM, exchange or ... and state securities regulators, and exchanges such as CME Group, on compliance -related matters, regulatory inquiries, and examinations. **What you'll do:** +… more
    Charles Schwab (07/24/25)
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  • Lead Capital Markets Document Negotiator…

    Wells Fargo (Houston, TX)
    …documentation. + Strong understanding of derivatives transactions. + Expertise in regulatory compliance , risk mitigation, and financial industry best practices. ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
    Wells Fargo (07/25/25)
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  • Associate General Counsel, Securities…

    Sysco (Houston, TX)
    …of meeting materials. + Proactively monitoring and advising corporate governance, legal, regulatory , and other developments to ensure compliance with changing ... President, Chief Legal Officer, serving as a key legal advisor to the company. This individual will work closely...strategy in this role. **Duties and Responsibilities:** + Ensuring compliance with all laws and regulations relevant to areas… more
    Sysco (07/02/25)
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  • Senior VP Senior Counsel

    PennyMac (Plano, TX)
    … trading policies, including those related to commodity pool operator and commodity trading advisor compliance + Draft originator and servicer disclosures ... whole loan sale transactions, third party mortgage securitization transactions and related regulatory and compliance requirements + Knowledge of mortgage loan… more
    PennyMac (07/11/25)
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