• Goldman Sachs, Inc. (Dallas, TX)
    …PWM Client Onboarding is responsible for capturing all required information for regulatory compliance , firm policies, and to perform due diligence on ... to oversee a team that will collaborate with PWM Advisor Teams, Legal, Compliance , and Anti Money...it upon hiring 5+ years financial industry experience (AML, Compliance or other Client On-boarding Regulatory experience)… more
    Upward (07/01/25)
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  • Trading Regulatory…

    ExxonMobil (Spring, TX)
    …and corporate facilities. **What Role You Will Play in Our Team** Join ExxonMobil as a Regulatory & Compliance Advisor . Become part of a team responsible for ... tools, (eg policies and procedures, R&R charts) and assist with the preparation of regulatory compliance reports, as required * Keep abreast of upcoming, new and… more
    ExxonMobil (06/12/25)
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  • Allegro Advisor - Back Office -…

    Capco, a Wipro Company (Houston, TX)
    …roles within the energy or utilities sector + Familiarity with regulatory and compliance requirements in energy trading + Knowledge of other ETRM systems + ... approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, innovators,...Gas & Power Back Office operations within the energy trading sector + Strong hands-on expertise in Allegro ETRM… more
    Capco, a Wipro Company (06/26/25)
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  • Associate General Counsel, Securities…

    Sysco (Houston, TX)
    …of meeting materials. + Proactively monitoring and advising corporate governance, legal, regulatory , and other developments to ensure compliance with changing ... President, Chief Legal Officer, serving as a key legal advisor to the company. This individual will work closely...strategy in this role. **Duties and Responsibilities:** + Ensuring compliance with all laws and regulations relevant to areas… more
    Sysco (07/02/25)
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  • Senior VP Senior Counsel

    PennyMac (Plano, TX)
    … trading policies, including those related to commodity pool operator and commodity trading advisor compliance + Draft originator and servicer disclosures ... whole loan sale transactions, third party mortgage securitization transactions and related regulatory and compliance requirements + Knowledge of mortgage loan… more
    PennyMac (07/11/25)
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