- Citigroup (Jacksonville, FL)
- …teams. **Responsibilities:** + Application of KYC policy + Proactively identify and address control gaps in AML KYC for Brands, Retail Services, Retail ... and coordinates Audits and Reviews in adherence to USPB AML KYC policies in addition to the... Risks along with timely implementation or enhancement of KYC controls with the appropriate execution areas.… more
- Mizuho Corporate Bank (Los Angeles, CA)
- Job Description: Experienced KYC professional within the KYC Onboarding Operational Control team to perform a high-quality 4-eye (QA) review of the KYC ... reviewing KYC documentation, risk assessment, liaising with the Business and Compliance/ AML teams and advising on KYC requirements. This role is responsible… more
- ADP (Roseland, NJ)
- …Act, Office of Foreign Assets Control (OFAC), and other applicable international AML , export controls and economic and trade sanctions laws and regulations; ... oversight and guidance relating to the execution of key AML functions including Know Your Client ( KYC ),...export controls requirements + Enhance and oversee AML /sanctions/export controls compliance testing and… more
- NTT DATA North America (Charlotte, NC)
- …focused in AML /BSA and Internal Audit, including: + AML /BSA + KYC / Onboarding + Large-Scale Audit Testing / Remediation + Core Financial Services ... our team, you will have the opportunity to leverage your expertise in AML , quality assurance, and compliance management while advancing your career in a supportive… more
- Bank of America (Pennington, NJ)
- …to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and quality control processes ... control improvements for remediation. Global Credit, Anti-Money Laundering ( AML ) and Onboarding Operations (GCAOO) delivers credit fulfillment, service and… more
- TD Bank (Charlotte, NC)
- …5+ years of experience **Preferred Qualifications:** + ACAMS preferred + Strong knowledge of AML KYC and Enhanced Due Diligence (EDD) processes and regulations + ... oversight to assigned portfolio, business, or function to ensure that strong AML /ATF/Sanctions/ABAC controls and processes are in effect to mitigate inherent… more
- JPMorgan Chase (Charlotte, NC)
- … profile. Your role will involve performing reviews on New Business and Renewal KYC records, completing additional targeted testing relating to KYC ... Description: The Quality Assurance (QA) Team is an integral part of the Controls environment and is responsible for conducting a continuous review against internal… more
- Bank OZK (St. Petersburg, FL)
- …Purpose & Scope Contributes to the scoping and execution of Anti-Money Laundering ( AML ), KYC , Financial Crimes and Sanction Screening audit coverage, in ... part of the audit annual plan and the independent testing standards for AML . + Actively identify...including transaction monitoring disciplines, alert analysis, optimization and segmentation, AML investigations and SAR decisions, plus KYC ,… more
- MUFG (New York, NY)
- …for Tier 1 Risk and Regulatory Reports, Financial Crimes Prioritized Processes such as AML , KYC and Transaction Filtering, and a broader set of reports and ... Risk Reporting requirements. + Integrate data quality processes and controls into the respective Risk & Control ...End Production Systems + Prioritized Financial Crimes Processes, namely AML , KYC , Transaction Filtering + Tier 1,… more
- City National Bank (Concord, NC)
- …for carrying out regulatory/compliance issuance monitoring, risk assessments, and internal controls testing ensuring that there are adequate processes, ... procedures and internal controls to promote an effective BSA control ...Carries out regulatory/compliance issuances monitoring, risk assessments, and internal controls testing ensuring that there are adequate… more