- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through experience, specialized training and/or certification in securities compliance to ensure compliance with all securities and regulations ... a specific business unit. May be responsible for coordinating compliance meetings, and/or developing training programs. Must be able...of moderate scope and complexity. Serves as a Technical Advisor to teams. Some guidance is provided to perform… more
- Raymond James Financial, Inc. (NY)
- …Clear communication of all exam findings to branch management, exam managers and compliance leadership + Provide reporting of exam findings and complete any related ... and adverse trends are identified and escalated + Provide compliance support to business partners, as needed + Maintain...organized + Gain a thorough understanding and application of PCG policies and procedures + Shift focus from one… more
- Raymond James Financial, Inc. (Chattanooga, TN)
- …learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next ... a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance… more
- Raymond James Financial, Inc. (Bluffton, SC)
- …learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next ... a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance… more
- Raymond James Financial, Inc. (San Diego, CA)
- …Responsibilities:** Become trained and skilled to effectively and efficiently perform the Financial Advisor role: * If hired as a team candidate, the team will ... or services. * Firm's working structure, policies, mission, strategies, and compliance guidelines. **Skill in:** * Operating client relationship manager system and… more
- Raymond James Financial, Inc. (Greenville, SC)
- …supervision and provides technical guidance when required on achieving full compliance with applicable rules and regulations in management and/or operations. Works ... without supervision and provides technical guidance when required to acknowledge and ask questions to understand the circumstances surrounding client indifference. Works without supervision and provides technical guidance when required on interpreting and… more
- Public Consulting Group (San Diego, CA)
- Public Consulting Group LLC ( PCG ) is a leading public sector solutions implementation and operations improvement firm that partners with health, education, and human ... services agencies to improve lives. Founded in 1986, PCG employs approximately 2,000 professionals throughout the US-all committed to delivering solutions that… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Advisors in training and accountability initiatives. Serves as a liaison between the Advisor Development Programs group to PCG branch offices and new and ... or projects of moderate scope and complexity and/or serves as a technical advisor to others. Extensive contact with internal customers to identify, research, and… more
- Raymond James Financial, Inc. (Memphis, TN)
- …the firm. + Ensures effective coordination and communication occurs between supervision, PCG management, compliance , legal and other functional areas. + Monitors ... accordingly. + May participate in the formation of policies related to compliance . + Performs other duties and responsibilities as assigned **Knowledge, Skills, and… more
- Staffing Solutions Organization (Albany, NY)
- …Solutions Organization LLC (SSO), an affiliate of Public Consulting Group LLC ( PCG ), is focused on delighting clients with world-class managed staffing and talent ... changes to ensure reporting requirements, performance goals and Medicaid compliance . e. Lead the collaboration required to develop and...data complexities or issues. c. Act as a trusted advisor to customers and be keenly aware of how… more
Recent Jobs
-
ATSU - Research Project Coordinator II
- AT Still University (Kirksville, MO)
-
Pediatric Cardiothoracic Surgical First Assist Nurse Practitioner or Physician Assistant
- Vanderbilt University Medical Center (Nashville, TN)
-
Loan Servicing Specialist(Bankruptcy Team)
- Fifth Third Bank, NA (San Diego, CA)
-
Dual Language Immersion (DLI) Spanish Teacher (6th Grade)
- South Bend Empowerment Zone (South Bend, IN)