- Raymond James Financial, Inc. (Denver, CO)
- …patterns to ensure adherence to securities industry regulations and limit firm liability. The advisor of the Annuity and Insurance Products review team will ... **Job Summary:** The Traditional Product team oversees annuity and insurance transactions for Branch...insurance products including replacements. * Assists in researching Supervision issues. * Assists in developing training programs. *… more
- Bank of America (Jacksonville, FL)
- …exception client/ advisor experience through the purchase process and lifecycle of annuity contracts * Engagement with 3rd party insurance companies and the ... Head of Annuity Product Management Jacksonville, Florida;New York, New York;...control units * Expertise with value proposition, operational systems, supervision , order entry workflow, 3rd party partner relationships, and… more
- Raymond James Financial, Inc. (Troy, MI)
- …Under general supervision , the Policy Care Specialist supports branch operations, advisor transitions, and client service for the One Insurance Solution ... service issues while coordinating with internal departments, advisors, and insurance carriers. **Essential Duties and Responsibilities** + Support branch operations… more
- Raymond James Financial, Inc. (Troy, MI)
- …**Knowledge of** + Basic office procedures and administrative practices. + Insurance terminology and advisor workflows (preferred). + Internal systems ... **Job Summary** Under direct supervision , the Service Associate provides foundational support to...the Service Associate provides foundational support to the One Insurance Solution Team. This role focuses on administrative tasks,… more
- Raymond James Financial, Inc. (Denver, CO)
- **Job Summary:** The Traditional Product team oversees annuity and insurance transaction exception reviews as well as packaged product supervisory functions. The ... to ensure adherence to securities industry regulations and limit firm liability. An Advisor for the Packaged Products team would be expected to analyze various… more
- Edward Jones (Tempe, AZ)
- …programs. The ideal candidate would have a sound understanding of the Financial Advisor Role at Edward Jones or a background that includes working with clients, ... am to 5:00pm locally. **Key Responsibilities:** + Act as the Financial Advisor for our smaller clients including SEP/Simple IRA participants while preserving the… more
- Edward Jones (St. Louis, MO)
- …health and variable annuity ) + Experience as an Edward Jones Financial Advisor highly preferred + Bachelor's degree in a business-related field is preferred + ... candidate would have a sound understanding of the Financial Advisor Role at Edward Jones or a background that...service + Keep the department apprised of any Compliance/Field Supervision concerns At Edward Jones, we value and respect… more
- Brokers International (Urbandale, IA)
- …Registered Investment Advisor and Broker Dealer experience required. Life Insurance and Annuity experience required. + Experience with Microsoft Dynamics ... for building and executing a sustainable operations program and advisor experience. This role will oversee the day-to-day activities...Primary Skills & Requirements: + Experience in Life and Annuity insurance industry + Bachelor's degree (B.… more
- Equitable (Syracuse, NY)
- …on driving Advisor Assist program growth. Responsible for compliance and supervision of the Financial Professionals on the Remote Advice team by ensuring sales ... and books and records comply with SEC, FINRA and state rules and insurance regulations. Create SharePoint site for all supervision activities and manage… more
- Cornell Cooperative Extension (Shokan, NY)
- …Program (including Dental Insurance ) + NYS Retirement + Long-term Disability Insurance + Voluntary Tax Deferred Annuity + Voluntary Flexible Spending ... at the Ashokan Watershed Stream Management Program (AWSMP). Working under the direct supervision of CCEUC's AWSMP Program Leader, this position will be part of a… more