- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser Representatives (IARs) in accordance with SEC regulations ... and guidelines as well as firm policies governing advisory accounts. A Senior Advisor , general investment advisory is expected to conduct reviews which… more
- Navy Federal Credit Union (Cherry Hill, NJ)
- …to obtain appointment by the sponsoring insurance company, broker-dealer and/or Registered Investment Advisory Firm + Experience in business development to ... and services to achieve the financial client's goals as a registered representative/ advisor /agent of Navy Federal Investment Services (NFIS) and subsidiaries, or… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …in making recommendations based on research and analysis conducted by the Supervision Advisor . + Maintain frequent contact and establish positive relationships ... and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Senior Advisor to review and analyze account disclosures and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …mentorships, and continuing education options. **Job Summary:** Raymond James is hiring a Supervision Advisor to review and analyze potential rule violations and ... corporations, and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... management. The Supervision department partners closely with the business to proactively...* Monitors and keeps up to date with applicable securities/ advisory regulations. * Interprets, applies and recommends changes to… more
- Jackson National Life Insurance Company (Nashville, TN)
- …Integration Consultant will partner with Jackson distribution personnel and Registered Investment Advisor (RIA) and Broker/Dealer representative partners to ... and confidence in using and promoting Jackson's products. Additionally, the Advisory Integration Consultant will provide training that will strengthen and enhance… more
- Bank of America (Wayzata, MN)
- …transparency. Our trusted advisory teams are equipped with access to the investment insights of Merrill coupled with the banking convenience of Bank of America. ... sales management in executing sale force growth plans and support effective Advisor recruiting strategies. + Sales Supervision : Administer superior sales … more
- Commerce Bank (St. Louis, MO)
- …resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160 ... management services including financial planning, estate and tax planning, investment management, private banking and trust administration services. Our approach… more
- Commerce Bank (Wichita, KS)
- …resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after more ... management services including financial planning, estate and tax planning, investment management, private banking and trust administration services. Our approach… more
- Vanguard (Malvern, PA)
- … management compliance advisory support. You will serve as a trusted advisor to the investment management business and provide guidance, oversight, and ... to handle a variety of projects simultaneously with minimal supervision , prioritize to meet tight deadlines in the context...your coverage area. + Support the wider Global Fund, Advisor , and Distribution team as needed. + Participates in… more
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