- Raymond James Financial, Inc. (CO)
- …patterns to ensure adherence to securities industry regulations and limit firm liability. An Advisor for the Packaged Products team would be expected to ... annuity and insurance transaction exception reviews as well as packaged product supervisory functions. The team conducts...to securities industry regulations and limit firm liability. An Advisor for the Packaged Products … more
- Raymond James Financial, Inc. (CO)
- …The team also conducts certain back-end exception reviews, as well as some packaged product supervisory functions. The team conducts analysis as part of ... team will use knowledge of industry regulations to support the Traditional Products supervision function that administers and analyzes suitability reviews to… more
- SAS Retail Services (St. Louis, MO)
- …management, and marketing services to manufacturers, suppliers, and producers of food products and consumer packaged goods. The Company services a variety ... systems and resources within the Technology Division. Serving as a trusted advisor and strategic partner to the business, the Senior Technical Account Manager… more