- Raymond James Financial, Inc. (St. Petersburg, FL)
- …monitor and investigate transactions for suspicious activity to ensure compliance with AML rules and regulations. Assists on projects of moderate scope and ... whether a true match to a prospective or existing client and escalate, as appropriate, to Management. + Perform...the USA PATRIOT Act. + Mentor colleagues/peers on internal AML policies, rules, and regulations. + Inform senior management… more
- Marex (New York, NY)
- …and other applicable systems. Responsibilities: + Full coordination and collection of client documentation and requirements to facilitate KYC/ AML review and ... visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Onboarding Analyst will facilitate the onboarding process for opening new… more