- JPMorgan Chase (Jersey City, NJ)
- …Senior Sales Associate within the Non-Banking Financial Institutions Group, specifically focusing on the Asset Managers , Broker Dealers , and Market sales ... segment, you will assist Payment Solution Managers (PSMs) in handling cross-functional and cross-regional deals. You will support proactive client engagement,… more
- JPMorgan Chase (Jersey City, NJ)
- …of applicable laws and regulatory requirements (eg, 12 CFR 9) related to asset management, investment advisor, broker - dealer and fiduciary activities. + ... We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in enhancing… more
- JPMorgan Chase (Jersey City, NJ)
- Join the NA Broker Dealers and Market Structure Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - North America ... Broker Dealers and Market Structure industry segments,...small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package… more
- JPMorgan Chase (New York, NY)
- …you, we would like to hear from you. **Job Responsibilities** + Advise the broker - dealer cash equities business managers and registered representatives on ... Group within the Corporate & Investment Bank as a Broker - Dealer & Cash Equities Attorney. As a...small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package… more
- Santander US (Miami, FL)
- …controls related to the Swap Dealer (eg Dodd Frank/EMIR/MiFid) and coverage for Broker Dealer controls in coordination with the controls Team. Act as back up ... industry. We believe that our employees are our greatest asset . Our focus is on fostering an enriching journey...risks. Capable of learning back up controls for the Broker Dealer where needed. Knowledge of Sentinel/Bloomberg.… more
- MUFG (Tampa, FL)
- …view of the financial services industry; previous working experience within Capital Markets, Asset Management, Broker Dealer , Finance, Treasury and or risk ... TPRM support partner for Subject Matter Experts (SMEs), Business Unit Risk Managers (BURMs), and BU Management. + Support Strategic Planning execution for First… more
- JPMorgan Chase (New York, NY)
- …transactions/requests. Our team works with a client base of leading asset managers , banks, broker dealers , hedge funds, insurance companies, specialty ... and small business banking, commercial banking, financial transaction processing and asset management. We offer a competitive total rewards package including base… more
- JPMorgan Chase (Tampa, FL)
- …significant opportunities for JP Morgan Asset Management. As a leading global asset manager , we oversee nearly $200 Billion in alternative assets and manage ... over $1.7 Trillion in assets for wealth managers worldwide. Our deep experience and scale enables JP...with financial advisors from wirehouse, private bank, RIA, independent broker / dealer , and JP Morgan Chase affiliatechannels. +… more
- JPMorgan Chase (Brooklyn, NY)
- …success of our core client segments, including Asset Managers , Asset Owners, Insurance, Banks/ Broker Dealers , Hedge Funds, and Alternatives. **Job ... teams such as Middle Office, Pre-Matching, Cash Processing, Account Opening, and Asset Servicing to process transactions and resolve any exceptions in a timely… more
- Wells Fargo (Charlotte, NC)
- …(eg, investment banking, financial markets, Broker - Dealer , Swap Dealer , Futures Commission Merchant, asset -backed finance, and securitization) + 1+ ... (CIB) Compliance to support various topics within the Cross Asset Team. The Senior Compliance Specialist will be responsible...with Broker Dealers , and associated regulators… more
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