- Principal Financial Group (Des Moines, IA)
- …join our legal team to lead regulatory examinations, and to assist our retail broker -dealer with its legal needs. This attorney will partner with the business units, ... You will also provide day-to-day support to Principal's dually-registered retail broker -dealer and investment adviser, Principal Securities. In this role, you'll… more
- HUB International (Fort Wayne, IN)
- …whole or for specific sub-businesses/Hubs as needed. This individual will report to the Assistant General Counsel , Employment Law and Employee Relations and ... is the 5th largest global insurance and employee benefits broker , providing a boundaryless array of business insurance, employee...for training and develop same + Meet weekly with General Counsel to ensure necessary awareness of… more
- JPMorgan Chase (Columbus, OH)
- …regulatory insight. As an Insurance and Wealth Management Attorney - Vice President, Assistant General Counsel within our Wealth Management Legal team, ... ongoing support of product distribution issues, and the creation, review, and general support of relevant transactional and regulatory documents. You will provide… more
- JPMorgan Chase (New York, NY)
- …dispute resolution and potential litigation matters. + Engage and manage outside counsel for complex legal issues. + Communicate effectively with Board members and ... + ETF experience and in-house legal experience. + Experience advising on broker -dealer issues. + Expertise in complex transactions and index management. + Strong… more
- Choice Hotels (North Bethesda, MD)
- …and Word Your Team This is a leadership role that will report to the VP, Assistant General Counsel & Chief Compliance Officer. You will have 1-2 direct ... for risk related questions . + Act as primary liaison with Choice's insurance broker and serve as lead in coordinating Choice's insurance renewals and in assisting… more