- Capital One (Mclean, VA)
- Audit Director , Financial Crimes Compliance (Hybrid) **Overview:** Capital One's Audit function is a dedicated group of professionals focused on ... Audit team. As a member of the Financial Crimes Compliance (FCC) Audit ...will focus on all aspects of financial crimes compliance across the bank. A Director … more
- MUFG (Tempe, AZ)
- … Audit Reporting Coordination Vice President ("VP") role is in the Global Financial Crimes Division (GFCD) and Americas Compliance function of MUFG Bank, Ltd. ... focused on leading the coordination and delivery of Americas core compliance and financial crimes compliance issues data and information for regulatory and… more
- MUFG (Irving, TX)
- …our recruitment team will provide more details. This Analyst role in the Global Financial Crimes Division ("GFCD") and Americas Compliance function of MUFG Bank, ... the coordination and delivery of Americas core compliance and financial crimes compliance issues data and information...crimes compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an understanding of… more
- MUFG (Tempe, AZ)
- …provide more details. This Associate Vice President (AVP) role in the Global Financial Crimes Division ("GFCD") and Americas Compliance function of MUFG Bank, ... the coordination and delivery of Americas core compliance and financial crimes compliance issues data and information...crimes compliance framework, including the roles of Internal Audit and Compliance Testing. + Develop an understanding of… more
- MUFG (Tempe, AZ)
- …leading the execution of MUFG's governance and oversight framework for consistent financial crimes compliance ("FCC") risk management across the enterprise (both ... efforts across the enterprise to ensure that MUFG entities manage their financial crimes risks consistently and effectively; + Aggregating and analyzing… more
- Citigroup (Queens, NY)
- …can offer, and ultimately help them achieve their goals. The Financial Crimes and Shared Client Controls Capabilities Managing Director will be responsible ... a strongly engaged team. + Lead enhanced engagement with 2nd LOD, audit and regulators. + Significant Wealth Management Team interactions and Governance Committee… more
- MUFG (Tempe, AZ)
- …details. **Job Summary:** This position will be responsible for leading MUFG's financial crimes compliance ("FCC") risk assessment and monitoring activities ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...in the risk assessment process; + Interfacing with Internal Audit and relevant regulators with respect to risk assessment… more
- MUFG (Irving, TX)
- …team will provide more details. **_Job Summary_** This VP role is in the Global Financial Crimes Division (GFCD) of MUFG Bank, Ltd. The role will be focused ... governance initiatives. The VP will report directly to the Director of GFCD and Americas Compliance Issues Management and...7+ years of risk management experience, specific knowledge in financial crimes or core compliance area is… more
- MUFG (Tempe, AZ)
- …Audit Director /Manager and is responsible for executing assigned Global Financial Crimes IT audits and independent validation of business activities ... audit experience, previously leading or executing IT audit engagements supporting Financial Crimes (BSA/AML/OFAC) compliance audits Working Knowledge of… more
- Citigroup (New York, NY)
- …(risk based and regulatory), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks.** + **7+ years of experience in a ... partnerships at all levels within IA. Support the QA Director (QAD) and Senior Audit Manager (SVP)...in Market Risk, Credit Risk, Operational Risk, Model Risk,** ** Financial Crimes ; including KYC, AML, AB&C, Sanctions… more