- Citigroup (Irving, TX)
- The Audit Director for Wealth Compliance is a senior level management position responsible for contributing to the strategic direction of Citi's Internal ... laws and regulations. The role is also responsible for audit coverage of Citi's Compliance Chief Administration...the Compliance Risk Management Framework for the Wealth Compliance function. The overall objective of… more
- City National Bank (Raleigh, NC)
- *SENIOR DIRECTOR AUDIT - WEALTH MANAGEMENT & BANKING* WHAT IS THE OPPORTUNITY? This role is responsible for directing and overseeing the Wealth Management ... Audit leadership team. * Develops the annual audit plan for Wealth Management and Banking...by the Senior Manager/ Manager and reviewed by the Director of Audit . * Directs coordination of… more
- Wells Fargo (West Des Moines, IA)
- **About this role:** Wells Fargo is seeking an Exeuctive Director , Audit Manager on the Financial Crimes Audit Team. The Financial Crimes Audit Team ... crimes risk across Wells Fargo lines of business. The Financial Crimes Audit Team oversees, manages, and executes BSA/AML/OFAC related audits across Wells Fargo… more
- City National Bank (Jersey City, NJ)
- …OPPORTUNITY? The Wealth Management Senior Audit Manager position, reporting to the Audit Director of Wealth Management, is a leadership role as an ... auditor-in-charge for managing complex Wealth Management audits and assisting the Audit Director in supervising a team of auditors to assess risks and… more
- Truist (Philadelphia, PA)
- …leadership meetings and decisions, and offer strategic advice and competitive analysis to the Truist Wealth Division Director and the Head of Wealth in order ... leading the growth and profitability of a regional Truist Wealth Advisor Team by increasing the team's revenues, expanding...* Ensure that the unit works within the existing audit , compliance and regulatory framework in order… more
- Citigroup (New York, NY)
- …expectations throughout + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit , Finance in order to ensure ... and client conversion from the Banking division to the Wealth division and from the Wealth division...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- First National Bank of Omaha (Omaha, NE)
- …Assessment:** Aid Director , Supervisor, or Senior Auditor in updating audit universe assessments. ** Compliance :** Understand and comply with bank policy, ... in Business or related degree. + 2+ years of compliance audit or compliance management...compliance management experience with a bank or financial institution(2LOD/ Compliance related role). (Securities Trading, Wealth Management,… more
- City National Bank (New York, NY)
- …a multi-faceted role that will work directly with the City National Rochdale (CNR) Director of Business Affairs to support various activities across the wealth ... 1LOD business teams' liaison for all CNR risk management, compliance activities, legal engagement, internal or external audits, and...risk management requirements. * At the direction of CNR Director of Business Affairs, assist in the operations of… more
- Santander US (Miami, FL)
- … with laws and regulations. * Prepares audit reports, as directed by Internal Audit Director . * Oversee and provide coaching and assistance to audit ... Laundering Specialist) * CIA (Certified Internal Auditor) * CTACP (Certified Trust Audit & Compliance Professional) * CPA (Certified Public Accountant)… more
- Scotiabank (New York, NY)
- …to assist with BSA/AML/OFAC regulatory examinations. The candidate will support the Director , US AML Audit by evaluating the control environment, fostering ... Senior Audit Manager, US AML Audit **Requisition...within the US and determine whether they are in compliance with governing regulations, internal policies, and procedures. The… more