- City National Bank (Charlotte, NC)
- * AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY? The Audit Manager II position is a leadership role as an auditor-in-charge to guide a ... performed, and effectively communicate audit results to the Senior Audit Manager /Director and senior management in meetings, presentations, and/or written… more
- JPMorgan Chase (Jersey City, NJ)
- …management, and shape the future of risk management in a dynamic industry. As an Internal Audit Manager on the Asset Wealth and Management team, you will ... to elevate your career in a role that combines leadership, expertise, and innovation? As an Audit Manager , Vice President, you'll be at the forefront of Asset & … more
- JPMorgan Chase (Jersey City, NJ)
- … testing, and participate in applicable control and governance forums. As a Technology Audit Manager within Asset and Wealth Management, you will participate ... This is an opportunity to develop and execute annual audit plans, manage audit engagements, oversee and...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- TD Bank (New York, NY)
- …management regarding audit scope, status, and findings + Works at direction of Audit Manager + May perform testing procedures for more critical areas of ... discipline + Works independently but receives assistance/coaching from the audit manager + May be Auditor in...+ Undergraduate degree required + 5+ years of related Audit experience required **Preferred Skills:** + Bank Investments… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and lead comprehensive internal audits covering the wealth management and investment advisory business segments of Raymond James. Audit engagements may vary ... **Job Summary:** The Senior Manager - Internal Audit role operates...validation testing. * Conduct risk assessments of the organization's wealth management and investment advisory businesses. Present… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Wealth Management - Private Bank Internal Audit team. This is your opportunity to ... enhancing our organization's governance and operational excellence! As an Audit Manager on the Asset Wealth...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- KeyBank (Amherst, NY)
- …with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk management as ... the execution of compliance monitoring and testing across Key's Wealth Management and Trust lines of business, products, and...well as a strong understanding of audit and/or testing concepts with the ability to apply… more
- TD Bank (Mount Laurel, NJ)
- …broader organization, and enterprise as appropriate. **Department Overview:** **U.S. Wealth Compliance acts as an independent regulatory compliance and conduct ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam, and ongoing supervision management, finding tracking, and… more
- JPMorgan Chase (Boston, MA)
- …United States, JP Morgan Advisors offers clients a broad suite of transactional, wealth management and investment advisory services. Our Investment ... helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an...institutions on behalf of our clients. As a Supervisory Manager in JP Morgan Advisors, you will exhibit leadership… more
- JPMorgan Chase (Jersey City, NJ)
- We are on the lookout for a talented Audit Manager to join our Asset Management Internal Audit team. This is your opportunity to play a crucial role in ... enhancing our organization's governance and operational excellence! As an Audit Manager within our Asset Management Internal Audit Team, you will execute the… more
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