- City National Bank (Los Angeles, CA)
- * AUDIT MANAGER I- CONSUMER COMPLIANCE * WHAT IS THE OPPORTUNITY? The Audit Manager I- Consumer Compliance position is a key role ... to test compliance with regulatory requirements. The Audit Manager will analyze audit ...to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and… more
- Citigroup (Irving, TX)
- The Audit Manager is an intermediate level role responsible for performing moderately to complex audits and assessments of Citi's risk and control environments ... in coordination with the Audit team. The overall objective is to utilize in-depth...with business leaders to determine solutions for emerging issues. ** Consumer ** **Regulations: this team covers fair lending, truth in… more
- American Express (New York, NY)
- …in depth knowledge of US banking industry consumer and prudential compliance requirements, and support integrated audit teams with their compliance ... and with high quality; conduct L2 reviews + Specialize in banking industry consumer and prudential compliance , own audit portfolio with accountability,… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …risk manager 's governance, ITIL, architecture and infrastructure concept preferred. #LI-BP1 Consumer IT Audit Project Manager At Fifth Third, we ... in a team environment under the guidance of the Audit Manager . Responsibilities include developing and executing...the planning, testing, reporting and wrap up phases in compliance with the Audit Division's methodology /standards… more
- Capital One (Richmond, VA)
- …Internal Auditor (CIA) or Certified Public Accountant (CPA) or Certified Regulatory Compliance Manager (CRCM) or Certified Information Systems Auditor (CISA) or ... Principal Auditor (Experienced Senior Auditor), Consumer Lending Audit (Hybrid) Capital One's... tools + 1+ years of experience in performing compliance audits + 1 + years Audit … more
- Capital One (Charlotte, NC)
- Senior Audit Manager , Corporate Compliance (Hybrid)...years of experience in one or more areas of compliance , such as consumer compliance or ... In this role as a member of the Corporate Compliance Audit Team, the candidate will have... in the financial services industry + Certified Regulatory Compliance Manager (CRCM); Certified Internal Auditor (CIA)… more
- Capital One (Charlotte, NC)
- Audit Manager : Compliance (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...of experience in auditing one of the following areas: consumer compliance , banking or financial services industry,… more
- Wells Fargo (Minneapolis, MN)
- …SCRA). + Proven track record leading complex audit engagements across consumer lending, horizontal programs, and compliance risk management. + Experience ... **About this role:** Wells Fargo is seeking a Senior Audit Manager (SAM) - Executive Director on our Corporate Risk Compliance Audit Team. As part of the… more
- TD Bank (Mount Laurel, NJ)
- …on professional judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager will manage ongoing ... of the Compliance regulatory** **engagement** **strategy. The Compliance Audit & Exam Manager ...Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer , commercial,… more
- Citigroup (Tampa, FL)
- …role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global ... of the IA methodology. In this role, you will be primarily partnering with the audit teams responsible for Risk and Compliance globally and also supporting the… more