- NTT DATA North America (Charlotte, NC)
- …Management, specifically Financial Crimes /AML/BSA Program experience + Internal audit quality assurance experience, with a strong understanding of ... as well as internal audit quality assurance , to participate in remediation projects for financial crimes compliance issues, including AML and BSA… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Manager is accountable for providing ... has an overall responsibility for the completion of the audit + Evaluates internal and external risks for assigned...the quarterly Control Dashboard process + Reviews reports from QA team, peer reviews and Regulator feedback and makes… more
- Capital One (Plano, TX)
- Principal Auditor (Experienced Senior Auditor), Financial Crimes Compliance Capital One's Audit function is a dedicated group of professionals focused on ... delivering top- quality assurance services to the organization's ...self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit … more
- Citigroup (Tampa, FL)
- …a Quality Assurance ( QA ) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee. The QA function provides ... the Institute of Internal Auditors). This role in the Quality Assurance function focused on the activities...preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks. + 4+ years… more
- American Express (New York, NY)
- …CISA or other relevant industry certification + Direct experience in quality assurance reviews related to Internal Audit + Experience in auditing: Enterprise ... **How will you make an impact in this role?** The Senior Manager - Quality Assurance & Improvement Program (QAIP) supports the execution and continuous… more
- American Express (New York, NY)
- …Program (QAIP) leads the QAIP team, oversees the planning, execution and reporting of quality assurance ( QA ) reviews and initiatives, and helps grow and ... CISA or other relevant industry certification + Direct experience in quality assurance reviews related to Internal Audit + Experience in auditing: Enterprise… more
- MUFG (Irving, TX)
- …by driving central governance of testing activities, standards, procedures, training, quality assurance , leveraging regional structures and best practices to ... perform deep dives and targeted risk-based thematic reviews of Financial Crimes Compliance (AML, Sanctions, ABC) and Core Compliance processes globally with an… more
- Deloitte (New York, NY)
- …and solution development engagements in partnership with internal and external AML and financial crimes compliance, audit , IT, and business teams. + ... documentation, scope of work, resource planning, design, implementation, and quality assurance . + Facilitate technical skill-building within the… more
- MUFG (Irving, TX)
- … Crime Offices, GFCD Operations (Intelligence and Analytics), GFCD Quality Assurance , GFCD Testing and Issue Management, and Audit . **Essential Functions** + ... recruitment team will provide more details. Within the Global Financial Crimes Department (GFCD), the KYC Program... Risk Ratings. The team also provides support to Quality Assurance by reviewing and challenging report… more
- PNC (New York, NY)
- …financial services industry. * Minimum 2 years of direct Quality Control (QC)/ Quality Assurance ( QA ) experience preferred * Assists in the execution ... (RCES) organization, supporting the First Line of Defense (1LOD) Financial Crimes Compliance Program Office (FCCPO) team....of a quality assurance program within a defined department… more