- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Truist Audit Services Senior Director is responsible for leading the ... Senior Management and ongoing business monitoring activities, the Senior Director oversees the development of a...Director oversees the development of a comprehensive, dynamic audit plan spanning the Wealth business, including… more
- Citigroup (New York, NY)
- …that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects. ... and client conversion from the Banking division to the Wealth division and from the Wealth division...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- JPMorgan Chase (San Francisco, CA)
- …Advisors we have been helping high-net-worth individuals and families build and manage their wealth for more than 50 years. Led by an exclusive group of Investment ... JP Morgan Advisors offers clients a broad suite of transactional, wealth management and investment advisory services. Our Investment Professionals-among the most… more
- Citigroup (Irving, TX)
- …will have oversight responsibility for a significant portfolio of across the Wealth , USPB and Legacy Franchise organizations. The coverage area responsibilities for ... this Managing Director position entail the following: + Leading a large...skills + Experience presenting to Executive Committees and other senior forums. + Strong leadership, communication, and presentation skills… more
- First National Bank of Omaha (Omaha, NE)
- …Auditor is responsible for assessing risks, evaluating controls and designing appropriate audit tests. The Senior Compliance Auditor will assist the manager ... aid the department in the development of the annual audit plan. The Senior Compliance Auditor supervises...problems and drive positive change with assistance from the Audit Managing Director . + Work with stakeholders… more
- Capital One (Richmond, VA)
- Senior Director of Operations Capital One's Enterprise Payment Operations organization is seeking a talented senior leader to lead the ACH and Transaction & ... File Monitoring teams. As Sr. Director , ACH and Transaction/File Monitoring, you will oversee the...5 years experience in a regulated operations environment within Audit , Legal, and Compliance + At least 5 years… more
- Citigroup (Queens, NY)
- …to the Head of Wealth Controls and interact closely with the Wealth Senior Leadership team, Compliance and Risk partners. **Key Accountabilities** + ... The Financial Crimes and Shared Client Controls Capabilities Managing Director will be responsible for overseeing a global team...engaged team. + Lead enhanced engagement with 2nd LOD, audit and regulators. + Significant Wealth Management… more
- M&T Bank (Clanton, AL)
- …and/or the Lines of Business (LOBs) as necessary . Work with the Compliance Director to engage other Risk Departments, Internal Audit , Legal and/or Regulatory ... Senior Compliance Advisor works under general supervision of the respective Senior Compliance Manager and/or Compliance Director but exercises a high level… more
- TIAA (Seattle, WA)
- Regional Director The Senior Director , Portfolio Management, is responsible for managing a team of approximately 17-20 Portfolio Managers and support ... Wealth Management. Partners with the Managing Director ...policies and procedures as mandated by the OCC, internal audit and the OIC and OIOCC Ability to meet… more
- Scotiabank (New York, NY)
- Director , Head of GBM/GTB AML Risk & Controls Assessments **Requisition ID:** 223161 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range ... industries! We work together to drive ambition for every future! **Purpose** The Director of AML Risk Assessment and Controls is responsible for leading the… more