- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge and skills obtained through experience, specialized training and/or certification in banking and financial services industry to ensure compliance with ... of moderate scope and complexity. Serves as a Technical Advisor to teams and performs varied work that is...financial services industries. + Concepts, practices and procedures of banking and financial services compliance . + Rules… more
- Comerica (Charlotte, NC)
- Private Banking Advisor The Private Banking Advisor will serve as primary relationship advisor for high net worth and ultra-high net worth, ... * Expected to be the expert level "market moving" advisor with ability to handle the most challenging, sensitive...legal, operating and regulatory controls to manage risk and compliance . * Works within the existing audit, compliance… more
- Oriental Bank (San Juan, PR)
- The Advisor , Retail Banking (Metro area) is responsible for building rapport with existing and potential commercial customers. Accountable for business ... + Analyzes and prepares loan requests for small commercial loans in compliance with the Bank's Commercial Credit Policy. + Optimize chances for cross-selling… more
- Oriental Bank (San Juan, PR)
- The Advisor , Retail Banking (Business Architect) is primarily responsible for business processes design focused on digital transformation, innovation, and ... proper implementation of new capabilities. + Work with Business Development, Marketing, Compliance and Risk for approval on features. + Conduct analysis to determine… more
- Oriental Bank (San Juan, PR)
- The Advisor , Retail Banking (Project Management) leads and oversees projects within the Auto Loan and Mortgage divisions, ensuring timely execution and ... to build relationships and collaborate effectively across teams. + Experience in banking , financial services, or a related field preferred. + Proficiency in MS… more
- M&T Bank (Buffalo, NY)
- …of change may be dynamic and frequent. + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. ... **Education and Experience Required:** + Bachelor's degree and eight years' experience in compliance , legal, audit, risk, or other relevant function, OR in lieu of… more
- M&T Bank (Clanton, AL)
- …throughout the enterprise for their assigned area of responsibility. The Senior Compliance Advisor will help develop, implement, and execute strategy of ... completed in an accurate and timely manner. The Senior Compliance Advisor operates under the firm's second...a thorough understanding of Asset Management, Wealth and Private Banking Products, Fiduciary Compliance Risk and how… more
- Capital One (Richmond, VA)
- Compliance Advisor Manager Capital One's Retail Bank has grown by leaps and bounds in the last couple of years. The Bank has risen up the league tables in ... finances, streamline their cash flow and save time on banking by providing a variety of competitive savings, checking,...aren't just our clients-they're our business partners. As a Compliance Advisor Manager supporting Small Business Bank,… more
- Santander US (Miami, FL)
- Sr. Regulatory Compliance Advisor Miami, United States of America **Position Summary** : The Senior Advisor - Regulatory Compliance is responsible for ... banking issues while maintaining high standards with pressing deadlines. The Senior Advisor - Regulatory Compliance will report to the Regulatory … more
- Insight Global (New Orleans, LA)
- Job Description Insight Global is looking for a Corporate Compliance Advisor who is responsible for assisting the Chief Compliance Officer in managing one or ... non-deposit investment products, insurance products, privacy laws and regulations, and other compliance areas. The Corporate Compliance Advisor is a… more